Regions Financial Corp SEVP John T. Jordan Files Initial Form 3 Statement

Initial Statement of Beneficial Ownership: Regions Financial Corp ($RF)

Executive Summary

On September 9, 2026, John T. Jordan, Senior Executive Vice President (SEVP) of Regions Financial Corp ($RF), filed an initial Form 3 statement of beneficial ownership with the SEC following his appointment/designation as a reporting officer effective September 1, 2026.

---

Reported Holdings Breakdown

1. Common Stock (Non-Derivative):

   • Direct Ownership: 15,803 shares

2. Restricted Stock Units (Derivative):

   • Total Underlying Common Shares: 35,783.9854 shares
   • Tranche Details:
     • 12,305 RSUs: Awarded April 1, 2024; settlement scheduled for April 1, 2027, subject to service and performance conditions spanning January 1, 2024 to December 31, 2026.
     • 11,091 RSUs: Awarded April 1, 2025; settlement scheduled for April 1, 2028, subject to service and performance conditions spanning January 1, 2025 to December 31, 2027.
     • 10,540 RSUs: Awarded April 1, 2026; settlement scheduled for April 1, 2029, subject to service and performance conditions spanning January 1, 2026 to December 31, 2028.
     • Dividend Equivalents: Includes reinvested quarterly cash dividends.

---

Analysis & Market Significance

• Trading Significance: Low
• Form 3 filings establish an insider's baseline equity position under Section 16 of the Securities Exchange Act of 1934 and do not represent open-market purchases or sales. This filing documents existing equity exposure upon assuming Section 16 reporting responsibilities.