Vanguard Drops Below 5% Ownership in Rocket Companies ($RKT)

Overview

On October 30, 2026, Vanguard Capital Management LLC filed Amendment No. 1 to Schedule 13G regarding its holdings in Rocket Companies, Inc. ($RKT). The filing reports ownership as of September 30, 2026.

Key Holdings & Voting Rights

• Aggregate Beneficial Ownership: 82,519,829 shares of Common Stock
• Ownership Percentage: 4.32%
• Sole Dispositive Power: 82,519,829 shares
• Shared Dispositive Power: 0 shares
• Sole Voting Power: 8,161,139 shares
• Shared Voting Power: 0 shares

Threshold Crossing (Item 5 Notice)

Item 5 of the filing confirms that Vanguard has ceased to be the beneficial owner of more than 5% of Rocket Companies' outstanding common shares. As the position is now below the 5% regulatory threshold (4.32%), future regular reporting on Schedule 13G may no longer be required unless ownership increases above 5% again.

Strategic Implications

The filing indicates passive ordinary-course investment management under Rule 13d-1(b). While this reduction in reported ownership signals institutional rebalancing or index adjustment, the reduction below the 5% threshold removes statutory disclosure obligations going forward.