SEC Filing Analysis: Able Wealth Management LLC

Executive Summary

• Trading Significance: Medium
• Key Takeaway: Able Wealth Management LLC has filed its quarterly Form 13F-HR, disclosing $266 million in assets under management across 106 positions as of September 30, 2025. The portfolio shows a strong preference for ETFs, particularly those focused on short-term treasuries and specific equity factors like momentum and quality.
• Market Impact: This filing provides a snapshot of a mid-sized wealth manager's strategy. The heavy allocation to ETFs suggests a diversified, factor-based approach. The data is backward-looking and unlikely to cause significant market moves, but it offers valuable insight for those tracking institutional sentiment and fund flows.

Filer Information

Field	Value
Filer Name	Able Wealth Management LLC
CIK	0002011908
Total Portfolio Value	$266,008,456
Number of Holdings	106

Filing Summary

Field	Value
Form Type	13F-HR
Filing Date	2025-10-14
Period of Report	2025-09-30
Accession Number	0002085853-25-000084

Portfolio Analysis

Able Wealth Management's portfolio is dominated by Exchange-Traded Funds (ETFs), indicating a strategy built on broad market exposure and specific factor tilts rather than individual stock selection.

Top 5 Holdings by Value

Issuer	Security	Value (USD)
ISHARES TR	SHORT TREAS BD	$23,784,755
INVESCO EXCH TRADED FD TR II	S&P 500 MOMNTM	$12,892,380
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$11,967,987
INVESCO EXCHANGE TRADED FD T	S&P 100 EQL WIGH	$11,645,982
BLACKROCK ETF TRUST	ISHARES US EQUIT	$10,600,654

Notable Holdings

• Bed Bath & Beyond Inc. ($BBBYQ): The firm reported a position valued at $2,517,988. Given the company's bankruptcy and delisting, this is a highly unusual and speculative holding for an institutional manager, which may represent a distressed debt position or a remnant of a previous strategy.
• Large Cap Tech: The portfolio includes positions in major tech companies like Apple ($3.57M), Microsoft ($1.48M), and NVIDIA ($0.99M), though these are relatively small positions compared to the top ETF holdings.
• Crypto Exposure: The filing shows small positions in Grayscale Bitcoin Trust ($0.34M) and iShares Ethereum Trust ($0.24M), indicating a minor allocation to digital assets.

Investment Insights

Positive Market Indicators

• Diversification: The use of 106 positions, primarily broad-market and factor-based ETFs, suggests a well-diversified, risk-managed approach.
• Factor-Based Strategy: The significant investments in momentum (SPMO) and quality factor (JQUL) ETFs indicate a sophisticated strategy that goes beyond simple market-cap weighting.

Risk Factors

• Backward-Looking Data: 13F filings report positions held 45 days prior to the filing date. The portfolio may have changed significantly since the reporting period end date of September 30, 2025.
• No Short Positions: These filings do not require the disclosure of short positions, cash, or certain other asset classes, providing an incomplete picture of the firm's overall strategy and market view.
• Speculative Position: The holding in Bed Bath & Beyond is a significant outlier and represents a high-risk position that is atypical for a diversified wealth management portfolio.

Key Takeaways

1. ETF-Centric Strategy: Able Wealth Management heavily relies on ETFs for its core investment strategy, focusing on diversification and factor exposure.
2. Capital Preservation: The largest single holding is in a short-term treasury bond ETF, suggesting a focus on capital preservation and liquidity in the current market environment.
3. Calculated Risk: While the core portfolio is conservative, the inclusion of small crypto positions and a notable holding in a bankrupt company indicates a willingness to allocate a small portion of the portfolio to high-risk, high-reward assets.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-14 | Data source: SEC EDGAR