SEC Filing Analysis: Delta Wealth Advisors LLC (13F-HR)

Executive Summary

• Trading Significance: Low
• Key Takeaway: Delta Wealth Advisors LLC filed its quarterly Form 13F-HR, disclosing $106.1 million in assets under management as of December 31, 2024. The portfolio is diversified across 40 positions, with a significant concentration in broad-market and fixed-income ETFs.
• Market Impact: As a routine portfolio disclosure from a mid-sized advisory firm, this filing is expected to have a neutral and minimal impact on the market or the individual securities held.

Filer Information

Field	Value
Filer Name	Delta Wealth Advisors LLC
CIK	0001970701
Total Portfolio Value	$106,105,670
Number of Holdings	40
Report Period	2024-12-31

Insider Information

This is a Form 13F-HR, an institutional investment manager's holdings report, not an insider trading filing (like Form 4). Therefore, fields for a specific corporate insider are not applicable.

Top Holdings Analysis

The portfolio's largest positions highlight a strategy centered on diversification and fixed-income exposure.

Issuer	Security	Value (USD)
VANGUARD INDEX FDS	S&P 500 ETF SHS (VOO)	$16,172,475
ISHARES TR	iBonds Dec 2025 Term Treasury ETF (IBTF)	$14,011,682
ISHARES TR	iBonds Dec 2026 Term Treasury ETF (IBTG)	$9,849,769
SPDR SER TR	Portfolio S&P 500 ETF (SPLG)	$8,688,026
INVESCO EXCHANGE TRADED FD T	S&P 500 Equal Weight ETF (RSP)	$5,688,667

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: 13F filings report positions held at the end of a quarter. The data is historical and represents a diversified portfolio rather than a high-conviction bet by a single insider. It provides a view into the manager's strategy but does not typically move markets.

Volume & Sentiment

• Expected Volume Impact: Negligible. The disclosure is a standard requirement and does not signal imminent trades.
• Sentiment Indicator: Neutral. The filing reflects a conventional, balanced portfolio management strategy.

Investment Insights

Portfolio Strategy Indicators

• Core ETF Holdings: The portfolio is anchored by large positions in major S&P 500 ETFs (VOO, SPLG), indicating a core strategy of tracking the broad US market.
• Fixed Income Strategy: Significant allocations to iShares iBonds ETFs (IBTF, IBTG) suggest a bond laddering strategy, using defined-maturity ETFs to manage interest rate risk and create predictable income streams.
• Diversification: Beyond the top holdings, the portfolio includes individual large-cap stocks like Apple, Microsoft, and Eli Lilly, as well as other factor and international ETFs, demonstrating broad diversification.

Key Takeaways

1. Conservative Core: The firm employs a conservative core strategy using low-cost, broad-market index funds.
2. Defined-Maturity Bond Use: The heavy use of iBonds ETFs is a notable strategic choice for managing fixed-income exposure.
3. Standard Diversification: The overall portfolio composition is typical for a wealth advisory firm managing assets for long-term growth and capital preservation.

Contextual Analysis

Timing Significance

This filing, dated October 10, 2025, reflects holdings as of December 31, 2024. The information is over nine months old and its primary utility is for historical analysis of the firm's positioning at that time.

Filing Context

Form 13F-HR is a mandatory quarterly report for institutional investment managers with over $100 million in qualifying assets under management. It is a transparency filing and not indicative of any single event or transaction.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-10 | Data source: SEC EDGAR