SEC Filing Analysis: Delta Wealth Advisors LLC

Executive Summary

• Trading Significance: Low
• Key Takeaway: Delta Wealth Advisors LLC filed its quarterly Form 13F-HR, disclosing $104.4 million in assets under management across 40 positions as of September 30, 2024. The portfolio is heavily weighted towards ETFs, particularly fixed-income and broad-market index funds.
• Market Impact: Minimal. As a backward-looking report required by regulation, 13F filings rarely cause significant market moves unless they reveal a large, unexpected position by a highly influential investor. This filing represents a standard disclosure.

Filer Information

Field	Value
Company	Delta Wealth Advisors LLC
CIK	0001970701
Ticker Symbol	Not Applicable (Private)
Report Period	2024-09-30

Insider Information

Field	Value
Name	Not Applicable
CIK	Not Applicable
Title/Position	Not Applicable
Relationship	Not Applicable

Portfolio Summary

Field	Value
Form Type	13F-HR (Holdings Report)
Filing Date	2025-10-10
Total Holdings Value	$104,409,429
Number of Holdings	40

Top 5 Holdings by Value

1. ISHARES TR (IBONDS 24 TRM TS): $16,432,211
2. VANGUARD INDEX FDS (S&P 500 ETF SHS): $13,274,594
3. ISHARES TR (IBONDS 25 TRM TS): $10,129,806
4. ISHARES TR (CORE S&P MCP ETF): $6,092,964
5. INVESCO EXCHANGE TRADED FD T (S&P500 EQL WGT): $5,645,511

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: This filing is a historical snapshot of portfolio holdings and does not represent new trading activity. It is a standard regulatory disclosure with low signaling value for immediate market direction.

Volume & Sentiment

• Expected Volume Impact: Negligible. 13F filings are widely expected and do not typically drive trading volume in the underlying securities.
• Sentiment Indicator: Neutral. The filing confirms the firm's investment strategy but does not provide new information to alter market sentiment.

Investment Insights

Portfolio Composition

• The portfolio demonstrates a strong preference for Exchange-Traded Funds (ETFs), which constitute the largest holdings.
• There is a significant allocation to fixed-income ETFs (iShares iBonds series), indicating a strategy that may prioritize capital preservation and income generation.
• Exposure to broad equity markets is achieved through S&P 500 and mid-cap index funds, suggesting a diversified, passive approach to equity investing.

Key Takeaways

1. Diversified Strategy: The firm employs a diversified strategy across multiple asset classes, primarily through ETFs.
2. Fixed-Income Focus: The top holdings are dominated by term-based bond ETFs, highlighting a focus on managing duration and generating predictable returns.
3. Standard Institutional Portfolio: The holdings are consistent with those of a registered investment advisor managing portfolios for clients, rather than a concentrated hedge fund strategy.

Contextual Analysis

Filing Context

Form 13F-HR is a mandatory quarterly report for institutional investment managers with at least $100 million in assets under management. It discloses their long positions in publicly traded securities. The data is as of the end of the previous quarter (September 30, 2024) and does not include short positions, cash, or certain other asset types.

Company Context

Delta Wealth Advisors LLC is an investment advisory firm based in Indianapolis, IN. This filing fulfills its regulatory obligation under the Securities Exchange Act of 1934.

Risk Assessment

Risk Level: Low

Informational Risks

• Timeliness: The data is over a month old at the time of filing and may not reflect the firm's current positions.
• Incompleteness: The report only shows long positions and excludes other crucial parts of an investment strategy, such as short sales or derivatives.
• No Endorsement: The presence of a security in this filing is not an endorsement or investment recommendation.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-10 | Data source: SEC EDGAR