SEC Filing Analysis: Delta Wealth Advisors LLC

Executive Summary

• Trading Significance: Low
• Key Takeaway: Delta Wealth Advisors LLC filed its quarterly 13F-HR, reporting $102.07 million in assets under management across 45 positions as of June 30, 2024.
• Market Impact: Minimal. This is a routine filing from a smaller institutional manager and is unlikely to influence the market for any of its individual holdings. The report provides a snapshot of the firm's long positions.

Filer Information

Field	Value
Company	Delta Wealth Advisors LLC
Ticker Symbol	null
CIK	0001970701
Type	Institutional Investment Manager

Holdings Summary

Field	Value
Form Type	13F-HR
Filing Date	2025-10-10
Period of Report	2024-06-30
Total Holdings Value	$102,073,633
Number of Holdings	45

Top 5 Holdings by Value

Issuer	Security Type	Value (USD)
ISHARES TR	IBONDS 24 TRM TS	$16,509,443
VANGUARD INDEX FDS	S&P 500 ETF SHS	$11,488,986
ISHARES TR	IBONDS 25 TRM TS	$8,332,567
ISHARES INC	MSCI EQUAL WEITE	$6,198,795
ISHARES TR	CORE S&P MCP ETF	$5,923,746

Portfolio Analysis

Strategy & Composition

• Primary Strategy: The portfolio is heavily weighted towards Exchange-Traded Funds (ETFs), indicating a strategy focused on diversification and broad market exposure rather than concentrated single-stock bets.
• Asset Allocation: A significant portion of the assets is allocated to fixed-income ETFs, particularly the iShares iBonds series with specific maturity dates (2024, 2025). This suggests a balanced or conservative approach, possibly managing portfolios for income or with a defined time horizon.
• Equity Exposure: Equity exposure is achieved through broad-market index ETFs tracking the S&P 500, Mid-Cap, and Small-Cap segments.

Notable Positions

• The largest single holding is in a short-term Treasury bond ETF, which constitutes over 16% of the reported portfolio value.
• The second-largest holding is a major S&P 500 ETF, a core component for many diversified portfolios.
• Individual stock holdings like Apple, Microsoft, and NVIDIA are present but represent a much smaller portion of the total AUM compared to the core ETF positions.

Investment Insights

Key Takeaways

1. ETF-Centric Strategy: Delta Wealth Advisors primarily uses ETFs for portfolio construction, favoring products from iShares, Vanguard, and SPDR.
2. Balanced Risk Profile: The substantial holdings in fixed-income and bond ETFs suggest a strategy aimed at balancing risk and providing stable returns.
3. Diversification: The portfolio is well-diversified across 45 positions, with no single stock representing an outsized portion of the total assets.

Contextual Analysis

Filing Type Significance

A Form 13F-HR is a mandatory quarterly report for institutional investment managers with over $100 million in qualifying assets. It discloses their long U.S. equity positions and is a backward-looking document, reflecting positions held at the end of the previous quarter. It does not show short positions, cash, or non-U.S. securities.

Filer Context

With approximately $102 million in reported assets, Delta Wealth Advisors is on the smaller end of institutional filers. Its investment patterns are useful for understanding the strategies of similar-sized registered investment advisors (RIAs) but are not large enough to be market-moving.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-10 | Data source: SEC EDGAR