Boulay Financial Advisors Amends Holdings, Reports $663M AUM
Boulay Financial Advisors, LLC
Filing Summary
Boulay Financial Advisors Amends Holdings, Reports $663M AUM
Company: Boulay Financial Advisors, LLC Form: 13F-HR/A | Filed: 2025-10-14 Significance: Medium
Filer: Boulay Financial Advisors, LLC Title: Investment Manager
Report Summary: • Type: Amended Quarterly Holdings Report (Restatement) • Period of Report: 2025-06-30 • Total Holdings Value: $663,048,938 • Number of Positions: 4
Key Insight: Boulay Financial Advisors filed an amended 13F, restating their holdings as of Q2 2025. The report shows a concentrated portfolio valued at over $663 million, primarily invested in large ETF trusts from VanEck, Schwab, and iShares.
Market Context: This filing provides transparency into the portfolio of a significant investment advisor, offering a glimpse into their strategy which appears focused on diversified, low-cost fund vehicles.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Boulay Financial Advisors, LLC
Executive Summary
- Trading Significance: Medium
- Key Takeaway: Boulay Financial Advisors, LLC filed an amended (restatement) Form 13F-HR, disclosing total holdings valued at $663,048,938 as of June 30, 2025. The portfolio is highly concentrated in four large ETF positions.
- Market Impact: As a standard quarterly disclosure, the direct market impact is low. However, it provides valuable insight for investors tracking institutional sentiment and portfolio strategies. The restatement aspect suggests a correction to a prior filing, enhancing data accuracy for analysts.
Filer Information
| Field | Value |
|---|---|
| Company | Boulay Financial Advisors, LLC |
| Ticker Symbol | null |
| CIK | 0002056342 |
| Type | Investment Manager |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR/A (Amended Holdings Report) |
| Filing Date | 2025-10-14 |
| Period of Report | 2025-06-30 |
| Total Portfolio Value | $663,048,938 |
| Total Number of Holdings | 4 |
| Amendment Type | RESTATEMENT |
Portfolio Holdings Summary
This filing details the firm's long positions in publicly traded securities. The portfolio is concentrated in the following positions:
| Issuer | Value (USD) | Shares |
|---|---|---|
| Schwab Strategic TR | $209,308,141 | 8,529,264 |
| VanEck ETF Trust | $194,928,594 | 2,078,351 |
| Ishares TR | $144,523,208 | 586,277 |
| Strategic Trust | $114,288,995 | 3,377,504 |
Market Impact Analysis
Stock Impact Prediction
- Direction: Neutral
- Reasoning: Form 13F is a backward-looking report, disclosing positions held at the end of the previous quarter. It does not represent current trading activity. Its primary value is for long-term analysis of institutional flows and strategies, not as a short-term trading signal.
Volume & Sentiment
- Expected Volume Impact: Minimal. This is a routine disclosure and an amendment to a past report.
- Sentiment Indicator: Neutral to Bullish on broad market ETFs. The firm's strategy, as revealed by these holdings, is heavily weighted towards large, diversified exchange-traded funds, indicating a broad-based market exposure strategy rather than high-conviction bets on individual stocks.
Investment Insights
Positive Market Indicators
- Significant AUM: Managing over $663 million indicates a substantial and established investment advisory firm.
- ETF Concentration: The focus on major ETF trusts (Schwab, VanEck, iShares) suggests a strategy centered on diversification, lower costs, and passive market tracking.
Risk Factors
- Lagged Data: The data is as of June 30, 2025, and may not reflect the firm's current portfolio.
- Lack of Granularity: The filing only shows long positions in certain securities and does not include cash, short positions, or other asset classes.
Key Takeaways
- Strategy Focus: Boulay Financial Advisors employs a strategy heavily reliant on large, liquid ETFs for market exposure.
- Concentrated Bets: Despite using diversified instruments, the portfolio itself is concentrated in just four positions, indicating high confidence in these specific funds.
- Filing Correction: The 'RESTATEMENT' amendment indicates the firm is correcting a previous filing, which underscores the importance of data integrity in financial reporting.
Contextual Analysis
Filing Context
This is a Form 13F-HR/A, an amendment to a quarterly holdings report required for institutional investment managers with over $100 million in qualifying assets under management. This specific filing is a 'RESTATEMENT' of the report for the period ending June 30, 2025, suggesting the original filing contained errors that are now being corrected.
Company Context
Boulay Financial Advisors, LLC is a Minnesota-based investment advisory firm. 13F filings are one of the few public windows into their investment portfolio and scale.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-14 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.