SEC Filing Analysis: BREAKTHRU ADVISORY SERVICES, LLC

Executive Summary

• Trading Significance: Low
• Key Takeaway: BREAKTHRU ADVISORY SERVICES, LLC filed its quarterly Form 13F-HR, disclosing $151.94 million in assets under management across 62 positions as of September 30, 2025. The portfolio is heavily concentrated in broad-market and sector-specific ETFs, indicating a diversified, index-tracking investment strategy.
• Market Impact: Given the firm's size, this filing is unlikely to have a significant impact on the broader market or the individual securities held. It serves primarily as an insight into the allocation strategy of a smaller registered investment advisor (RIA).

Filer Information

Field	Value
Filer Name	BREAKTHRU ADVISORY SERVICES, LLC
CIK	0002055645
Type	Institutional Investment Manager
Address	MUSKEGO, WI

Portfolio Summary

Field	Value
Form Type	13F-HR (Holdings Report)
Period of Report	2025-09-30
Filing Date	2025-10-09
Total Portfolio Value	$151,940,815
Number of Holdings	62

Top Holdings Analysis

The portfolio's largest positions are concentrated in exchange-traded funds (ETFs), which comprise a significant portion of the total AUM.

Holding Name	Class	Value (USD)	Shares
ISHARES TR - CORE S&P500 ETF	CORE S&P500 ETF	$30,331,391	45,318
NORTHERN LTS FD TR II	ESSENTIAL 40 STO	$16,188,668	948,931
SELECT SECTOR SPDR TR	INDL	$12,845,354	83,287
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$10,488,416	161,261
SPDR S&P 500 ETF TR	TR UNIT	$9,131,996	13,708
SCHWAB STRATEGIC TR	US AGGREGATE B	$8,339,525	355,327
TORTOISE CAPITAL SERIES TRUS	ESSENTIAL ENERGY	$7,889,202	375,510

Investment Insights

Positive Market Indicators

• Diversification: The heavy allocation to broad-market ETFs like the iShares Core S&P 500 (IVV) and SPDR S&P 500 (SPY) demonstrates a commitment to diversification and tracking major indices.
• Strategic Tilts: The portfolio includes significant positions in sector-specific funds, such as industrial (XLI), nuclear, and energy ETFs, suggesting a core-satellite strategy where the firm makes tactical bets on specific industries around a diversified core.
• Individual Stock Holdings: Beyond ETFs, the firm holds positions in mega-cap technology and growth stocks like NVIDIA, Apple, Microsoft, and Amazon, indicating a belief in the continued strength of market leaders.

Risk Factors

• Passive Strategy: A strategy heavily reliant on market-cap-weighted ETFs is exposed to concentration risk within those indices (e.g., over-exposure to top tech names).
• Market Correlation: The portfolio's performance will likely be highly correlated with the overall market, particularly the S&P 500, offering limited alpha generation potential.

Key Takeaways

1. ETF-Centric Strategy: Over 50% of the reported AUM is invested in various ETFs, highlighting a preference for passive, diversified investment vehicles.
2. Core-Satellite Approach: The combination of broad index funds with targeted sector and individual stock positions points to a classic core-satellite portfolio construction.
3. Moderate AUM: With ~$152M in reported assets, Breakthru Advisory is a small to mid-sized RIA, and its holdings changes are not expected to be market-moving events.

Contextual Analysis

Filing Context

This Form 13F-HR is a mandatory quarterly report required by the SEC for institutional investment managers with over $100 million in qualifying assets. It provides a snapshot of the firm's long positions in publicly traded securities at the end of the quarter (September 30, 2025).

Strategy Context

The portfolio composition is typical of many RIAs that serve individual clients, emphasizing long-term growth through diversified, low-cost ETFs, supplemented by individual stocks to potentially enhance returns or reflect specific client preferences.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-09 | Data source: SEC EDGAR