SEC Filing Analysis: ADG Wealth Management Group, LLC

Executive Summary

• Trading Significance: Medium
• Key Takeaway: ADG Wealth Management Group, LLC filed its quarterly Form 13F-HR, reporting $125.8 million in assets under management as of September 30, 2025. The portfolio shows a strong preference for diversified, large-cap US equity ETFs.
• Market Impact: This filing is a routine disclosure and is not expected to have a significant market impact on the underlying securities due to the fund's size and the liquid nature of its top holdings. It primarily offers insight into the investment strategy of a professional wealth management firm.

Filer Information

Field	Value
Filer Name	ADG Wealth Management Group, LLC
CIK	0002053824
Type	Institutional Investment Manager
Total Reported Assets	$125,832,755

Filing Details

Field	Value
Form Type	13F-HR
Filing Date	2025-10-14
Period of Report	2025-09-30
Number of Holdings	30

Portfolio Analysis

The firm's portfolio is heavily concentrated in Exchange-Traded Funds (ETFs), which constitute the majority of its reported assets. The strategy appears to be a core-satellite approach, using broad market ETFs as the core and smaller positions in individual stocks.

Top 10 Holdings

Issuer	Value (USD)	Shares
ISHARES S&P 500 GROWTH ETF	$29,113,317	241,164
INVESCO S&P500 EQL WGT ETF	$15,328,289	80,803
ISHARES S&P 500 VALUE ETF	$12,594,288	60,986
JPMORGAN EQUITY PREMIUM ETF	$9,587,815	167,913
JPMORGAN NASDAQ EQT PREM ETF	$8,361,618	145,369
VANGUARD INTL HIGH DIVIDEND ETF	$7,754,180	91,570
ISHARES CORE DIVIDEND GROWTH ETF	$7,367,484	108,218
ISHARES CORE S&P MID-CAP ETF	$6,309,714	96,686
ISHARES CORE S&P 500 ETF	$5,925,508	8,853
ISHARES INTL DIVIDEND GROWTH ETF	$4,661,396	58,509

Investment Strategy Insights

• Diversification: The portfolio is well-diversified across 30 positions, with a heavy emphasis on ETFs that provide broad market exposure.
• Factor Tilts: The top holdings indicate a strategic blend of growth (IVW) and value (IVE) factors, along with an equal-weight strategy (RSP) to reduce concentration risk in mega-cap stocks.
• Income Generation: The presence of several dividend and premium-income ETFs (JEPI, JEPQ, VYMI, DGRO) suggests a focus on generating current income for clients.
• Individual Stock Positions: The few single-stock holdings are primarily in blue-chip companies like Apple, Chevron, Microsoft, and JPMorgan Chase, reflecting a conservative approach to individual stock selection.

Market Context

This filing reflects the firm's holdings at the end of the third quarter of 2025. It provides a snapshot of how a professional money manager was positioned, favoring diversification and income-generating strategies through low-cost ETFs. This is a common strategy for wealth management firms aiming to achieve market returns while managing risk.

Risk Assessment

Risk Level: Low

Commentary

• The filing itself is a standard, legally required disclosure and carries no inherent risk.
• The investment strategy appears balanced and risk-aware, relying on diversified instruments rather than concentrated bets.
• The lack of significant changes or highly speculative positions suggests a stable, long-term investment approach.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-14 | Data source: SEC EDGAR