SEC Filing Analysis: Tempus AI, Inc. (TEM)

Executive Summary

• Trading Significance: Low
• Key Takeaway: The Chief Financial Officer of Tempus AI executed a pre-planned sale of company stock totaling approximately $1.46 million.
• Market Impact: The transaction is considered immaterial relative to the company's market capitalization and is unlikely to influence the stock's price due to its small size and pre-arranged nature.

Company Information

Field	Value
Company	Tempus AI, Inc.
Ticker Symbol	TEM
CIK	0001717115
Industry	SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC.

Insider Information

Field	Value
Name	Rogers James William
CIK	0002024630
Title/Position	Chief Financial Officer
Relationship	Officer

Transaction Details

Field	Value
Form Type	4
Transaction Date	2025-12-11
Transaction Code	S (Sale)
Security Type	Class A Common Stock
Shares Involved	19,966
Price Per Share	$73.18 (Weighted Average)
Total Value	$1,461,230.23
Shares Owned After	111,250
Ownership Type	Direct

Financial Impact Assessment

Transaction Materiality

Metric	Value
Transaction Value	$1,461,230.23
% of Market Cap	0.012%
Shares Transacted	19,966
% of Shares Outstanding	Not Available
Post-Transaction Ownership	111,250 shares
Materiality Assessment	Low

Impact Evaluation

• Market Cap Context: For a large-cap company with a market capitalization of $12.18 billion, a $1.46 million transaction is financially insignificant and represents routine portfolio management by an executive.
• Ownership Concentration: The sale reduced the CFO's direct holdings by approximately 15.2%. While a notable portion of his personal stake, his remaining 111,250 shares indicate continued alignment with the company.
• Transaction Significance: The transaction's value is far below the 0.1% of market cap threshold for moderate significance. The pre-planned nature of the sale further diminishes its signaling value.

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: The sale is too small to impact market dynamics for a company of this size. The execution under a Rule 10b5-1 plan indicates the trade was not based on recent, non-public information.

Volume & Sentiment

• Expected Volume Impact: Minimal. The transaction size is unlikely to be noticeable against the stock's typical daily trading volume.
• Sentiment Indicator: Neutral. Pre-planned sales by executives for diversification or financial planning are common and typically do not negatively affect market sentiment.

Additional Context

Special Circumstances

• Rule 10b5-1 Plan: As disclosed in Footnote 1, these sales were executed pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2025. This allows insiders to set up a predetermined plan to sell stocks at a future date, providing an affirmative defense against insider trading allegations.