Invesco Ltd. Senior Managing Director & CIOO Exercises RSUs with Tax Withholding
Invesco Ltd.
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Filing Summary
# Insider Transaction: Invesco Ltd. ($IVZ)
**Insider:** JOHNSTON SHANNON A (SMD and CIOO)
**Transaction Date:** 2026-10-16
**Filing Date:** 2026-10-20
### Summary
- **Acquired:** 28,249 shares via RSU vesting ($0.00)
- **Disposed:** 12,526 shares withheld for taxes at $28.20/share ($353,233.20)
- **Net Addition:** +15,723 shares
- **Post-Transaction Holdings:** 40,569 common shares
- **Significance:** Low (Routine RSU vesting and tax-withholding disposition)
Comprehensive Analysis
Executive Summary
On October 16, 2026, Shannon A. Johnston, Senior Managing Director and Chief Information and Operations Officer (SMD and CIOO) of Invesco Ltd. ($IVZ), reported transactions involving the vesting of equity awards and associated tax withholding.
Key Transaction Details
- RSU Settlement / Grant (Code A / Derivative Code M): The reporting person acquired 28,249 common shares through the vesting and conversion of an equivalent number of Restricted Stock Units at an exercise price of $0.00.
- Tax Withholding (Code F): A total of 12,526 common shares were withheld by the issuer at $28.20 per share to satisfy tax withholding obligations, totaling an aggregate value of approximately $353,233.20.
- Net Change in Ownership: Following the transactions, the officer's direct beneficial ownership increased by a net of 15,723 shares, bringing total directly held common shares to 40,569.
- Derivative Holdings Remaining: The insider continues to hold 56,497 unvested Restricted Stock Units.
Market and Trading Context
This filing reflects standard compensation-related vesting and mandatory or elective tax-withholding dispositions (Code F) rather than open-market buying or discretionary selling. Consequently, it conveys low market significance regarding insider sentiment.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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