NORDEN GROUP LLC Discloses $984M in Q3 Holdings via 13F Filing
NORDEN GROUP LLC
Filing Summary
NORDEN GROUP LLC Discloses $984M in Q3 Holdings
Filer: NORDEN GROUP LLC Form: 13F-HR | Filed: 2025-10-15 | Period of Report: 2025-09-30 Significance: Medium
Filing Summary: • Total Holdings Value: $984,197,728 • Number of Holdings: 573
Top 5 Holdings by Value:
- PGIM ETF TR (AAA CLO ETF): $60.0M
- NVIDIA CORPORATION (NVDA): $41.6M
- MICROSOFT CORP (MSFT): $35.9M
- APPLE INC (AAPL): $32.3M
- AMAZON COM INC (AMZN): $21.4M
Key Insight: NORDEN GROUP's Q3 2025 portfolio shows significant concentration in large-cap tech and various ETFs, indicating a broad market strategy with a tech-heavy tilt. The total reported assets are just under $1 billion.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: NORDEN GROUP LLC (13F-HR)
Executive Summary
- Trading Significance: Medium
- Key Takeaway: NORDEN GROUP LLC has filed its quarterly Form 13F-HR, disclosing $984.2 million in assets under management across 573 positions as of September 30, 2025. The portfolio shows a strong weighting in technology giants and broad-market ETFs.
- Market Impact: This filing provides a snapshot of a mid-sized institutional investor's positioning at the end of Q3. The data is followed by market participants to gauge institutional sentiment and identify trends in sector allocation, such as the continued confidence in large-cap technology stocks.
Filer Information
| Field | Value |
|---|---|
| Filer Name | NORDEN GROUP LLC |
| CIK | 0001990699 |
| Total Portfolio Value | $984,197,728 |
| Number of Holdings | 573 |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR (Holdings Report) |
| Filing Date | 2025-10-15 |
| Period of Report | 2025-09-30 |
| Accession Number | 0001990699-25-000007 |
Top 10 Holdings Analysis
This report details holdings, not individual transactions. The top positions offer the best insight into the firm's strategy.
| Issuer | Security | Value (USD) | Shares |
|---|---|---|---|
| PGIM ETF TR | AAA CLO ETF | $60,040,947 | 1,165,845 |
| NVIDIA CORPORATION | Common Stock | $41,604,597 | 222,986 |
| MICROSOFT CORP | Common Stock | $35,881,650 | 69,275 |
| APPLE INC | Common Stock | $32,255,517 | 126,676 |
| AMAZON COM INC | Common Stock | $21,358,893 | 97,276 |
| SPDR SERIES TRUST | BLOOMBERG 1-3 MO | $20,139,345 | 219,502 |
| BROADCOM INC | Common Stock | $16,180,478 | 49,045 |
| ALPHABET INC | CAP STK CL A | $15,135,587 | 62,260 |
| VISA INC | COM CL A | $14,541,649 | 42,596 |
| SHOPIFY INC | CL A SUB VTG SHS | $12,552,792 | 84,468 |
Investment Insights
Positive Market Indicators
- Strong Tech Conviction: Significant capital is allocated to mega-cap technology stocks like NVIDIA, Microsoft, Apple, and Amazon, suggesting a bullish long-term outlook on the sector.
- Diversification via ETFs: The largest single holding is a CLO ETF, and other ETF positions are prominent, indicating a strategy that combines concentrated stock-picking with broader, diversified market exposure.
- Broad Portfolio: With 573 holdings, the fund is highly diversified, reducing single-stock risk.
Risk Factors
- Lagging Data: 13F filings report positions held 45 days prior to the filing date. These holdings may have changed significantly since the reporting period ended.
- Concentration Risk: Despite the large number of holdings, a substantial portion of the portfolio's value is concentrated in the top 10 positions, particularly within the technology sector. An underperformance in this sector could heavily impact the portfolio.
Key Takeaways
- Tech-Heavy Strategy: NORDEN GROUP LLC maintains a significant overweight position in the technology sector, betting on the continued growth of industry leaders.
- Balanced Approach: The portfolio balances high-growth tech stocks with income-generating and capital-preservation instruments like short-term bond and CLO ETFs.
- Substantial AUM: Managing nearly $1 billion in assets makes NORDEN GROUP a notable institutional player, and its portfolio shifts can be indicative of broader market trends among similar-sized funds.
Contextual Analysis
Filing Significance
A Form 13F-HR is a mandatory quarterly report filed by institutional investment managers with at least $100 million in assets under management. It discloses their long U.S. equity holdings and provides transparency into the positions of large investors. It does not include short positions, non-U.S. securities, or other asset classes.
Market Considerations
This filing reflects the state of the portfolio at the end of the third quarter of 2025. Investors analyzing this data should consider market events that have occurred between the reporting date (09-30-2025) and the filing date (10-15-2025) to better contextualize the reported positions.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-16 | Data source: SEC EDGAR
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.