Stephens Consulting, LLC Discloses $292M in Q3 Holdings via 13F Filing
Stephens Consulting, LLC
Filing Summary
Stephens Consulting, LLC Discloses $292M in Q3 Holdings via 13F Filing
Filer: Stephens Consulting, LLC CIK: 0001961632 Form: 13F-HR | Filed: 2025-10-15 Significance: Low
Filing Summary: • Type: Quarterly Holdings Report • Period of Report: 2025-09-30 • Total Portfolio Value: $292,103,100 • Number of Holdings: 388
Key Insight: This is a routine quarterly disclosure of the firm's long equity positions as of the end of Q3 2025. The filing reveals a diverse portfolio valued at over $292 million across 388 different securities.
Market Context: 13F filings offer a valuable glimpse into institutional sentiment and positioning. However, the data is backward-looking (as of Sept 30) and does not include short positions, cash, or other asset classes.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Stephens Consulting, LLC (13F-HR)
Executive Summary
- Trading Significance: Low
- Key Takeaway: Stephens Consulting, LLC has filed its quarterly Form 13F-HR, disclosing $292.1 million in assets under management across 388 positions as of September 30, 2025. The portfolio is heavily weighted towards large-cap ETFs and fixed-income funds.
- Market Impact: Neutral. This is a standard, backward-looking disclosure required of institutional investment managers. It does not represent a single insider trade but rather a snapshot of the firm's portfolio, providing transparency into their holdings.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Stephens Consulting, LLC |
| CIK | 0001961632 |
| Form Type | 13F-HR |
| Filing Date | 2025-10-15 |
| Period of Report | 2025-09-30 |
Filing Summary
| Field | Value |
|---|---|
| Total Portfolio Value | $292,103,100 |
| Total Number of Holdings | 388 |
| Signatory | Sheryl Stephens, CCO and Managing Member |
Top Holdings Analysis
The filing details 388 positions. The largest holdings provide insight into the firm's core strategies, which appear to be centered on broad market exposure through low-cost ETFs and bond funds.
Top 5 Holdings by Value:
- VANGUARD INDEX FDS (VOO) - S&P 500 ETF: $64,238,244
- VANGUARD BD INDEX FDS (BND) - Total Bond Market ETF: $29,763,205
- FIDELITY COVINGTON TRUST (FENI) - Enhanced International ETF: $26,114,962
- VANGUARD INDEX FDS (VO) - Mid-Cap ETF: $25,774,346
- VANGUARD INDEX FDS (VTV) - Value ETF: $21,541,258
Investment Insights
Positive Market Indicators
- Diversification: The portfolio is highly diversified across hundreds of securities, reducing single-stock risk.
- Substantial AUM: Managing nearly $300 million indicates a significant and established investment operation.
- Core ETF Strategy: A heavy allocation to major index ETFs (like VOO and BND) suggests a long-term, passive-oriented core strategy, which is often viewed as stable.
Risk Factors & Limitations
- Backward-Looking Data: The holdings are as of September 30, 2025, and may not reflect the firm's current portfolio.
- No Short Positions: 13F filings only require disclosure of long positions, providing an incomplete picture of the firm's overall market view.
- Limited Granularity: The filing does not show the exact timing of purchases or sales during the quarter.
Key Takeaways
- ETF-Centric Portfolio: Stephens Consulting heavily utilizes broad-market and factor-based ETFs for its core portfolio construction.
- Significant Fixed Income Exposure: The large position in the Total Bond Market ETF (BND) and various municipal and corporate bond ETFs indicates a balanced, risk-aware approach.
- Limited Individual Stock Bets: While individual stocks like Berkshire Hathaway ($9.0M) and NVIDIA ($4.6M) are present, they represent a smaller portion of the total AUM compared to the large ETF positions.
Contextual Analysis
Filing Significance
A Form 13F-HR is a mandatory quarterly report filed by institutional investment managers with at least $100 million in equity assets under management. Its purpose is to increase the public availability of information regarding the securities holdings of institutional investors. While widely followed, its utility as a short-term trading signal is limited due to the delay between the reporting period and the filing date.
Portfolio Composition
The portfolio shows a clear preference for Vanguard and iShares ETFs, indicating a focus on low-cost, diversified investment vehicles. The holdings span across US large-cap, mid-cap, small-cap, international, and fixed-income markets. The presence of thematic ETFs (e.g., cybersecurity, AI) and individual growth stocks suggests a 'core-satellite' portfolio structure.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-15 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.