Moody's ($MCO) Officer & Director Files Form 144 to Sell $420K in Common Stock Under Rule 10b5-1 Plan
MOODYS CORP /DE/
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Filing Summary
Form 144 Notice of Proposed Sale | Moody's Corp ($MCO) Insider: Robert Fauber (Officer, Director) Shares to Sell: 923 common shares Estimated Value: $419,965.00 (~$455.00/share) Trading Plan: Rule 10b5-1 adopted on 07/30/2025 Broker: Fidelity Brokerage Services LLC Significance: Low (Pre-scheduled monthly programmatic selling under a 10b5-1 plan)
Comprehensive Analysis
Executive Summary
On October 1, 2026, Robert Fauber (Officer and Director at Moody's Corp /DE/, ticker: MCO) filed a Form 144 indicating a proposed sale of 923 shares of common stock with an aggregate market value of approximately $419,965.00 (implied price of $455.00 per share).
Transaction Details
- Broker: Fidelity Brokerage Services LLC
- Proposed Sale Date: October 1, 2026
- Securities to be Sold:
- 300 shares acquired via Restricted Stock Vesting on March 1, 2026 as compensation.
- 623 shares acquired via Stock Option Exercise on October 1, 2026 for cash.
- Pre-set Trading Plan: The sales are conducted under a pre-established Rule 10b5-1 trading plan adopted on July 30, 2025.
Historical Context (Past 3 Months)
Robert Fauber has executed consistent monthly sales under this trading schedule:
- 07/01/2026: 1,467 shares sold for $668,203.83
- 08/03/2026: 1,467 shares sold for $710,468.10
- 09/01/2026: 1,467 shares sold for $736,272.63
Market Impact & Significance
Trading significance is rated Low. The transaction size represents an insignificant percentage of the company's 173.2 million outstanding shares. Furthermore, execution under a Rule 10b5-1 plan established over a year earlier confirms routine, programmatic liquidity rather than opportunistic insider sentiment.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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