Eli Lilly EVP & Chief People Officer Disposes Shares for Tax Withholding Following RSU Vesting
ELI LILLY & Co
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Filing Summary
š¦ Form 4 Filing: ELI LILLY & Co ($LLY) Insider: Dozier Eric (EVP, Chief People Officer) Transaction Date: November 1, 2026
Details: ⢠Acquired: 2,300 Common Stock via RSU vesting (Code M) at $0.00 ⢠Disposed (Tax Withholding): 1,019.36 shares at $1,417.54 (~$1.45M, Code F) ⢠Ending Direct Holdings: 15,519.85 shares (plus 413.64 shares held indirectly via 401(k))
Significance: Low (Routine RSU settlement and mandatory tax withholding).
Comprehensive Analysis
Insider Transaction Overview
On November 1, 2026, Eric Dozier, Executive Vice President and Chief People Officer of Eli Lilly & Co ($LLY), reported routine equity transactions associated with the vesting of restricted stock units (RSUs):
- RSU Settlement (Code M): 2,300 RSUs converted into 2,300 shares of Common Stock at $0 per share.
- Tax Withholding (Code F): 1,019.361 shares of Common Stock were surrendered back to the issuer at $1,417.54 per share to satisfy withholding tax obligations arising from the RSU settlement, totaling approximately $1,445,005.39.
Post-Transaction Holdings
Following these transactions:
- Direct Ownership: 15,519.851 shares of Common Stock.
- Indirect Ownership: 413.64 shares held through the company 401(k) plan.
Market and Trading Assessment
- Trading Significance: Low. The disposition of shares was executed strictly under transaction code F to cover tax liabilities associated with RSU vesting.
- Context: This is a standard non-discretionary equity compensation event rather than an open-market insider sale or purchase, reflecting no directional signal regarding executive sentiment on company performance.
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