Capital One Officer Celia Edwards Karam Files Form 144 to Sell $377K in Common Stock
CAPITAL ONE FINANCIAL CORP
Subscribe to track COF
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
Form 144 Notice of Proposed Sale Issuer: Capital One Financial Corp ($COF) Insider: Celia Edwards Karam (Officer) Proposed Sale: 1,927 Common Shares Estimated Value: $377,422.22 (~$195.86/share) Broker: Morgan Stanley Smith Barney LLC Plan Adoption Date: May 14, 2026 Significance: Low (Scheduled 10b5-1 Plan Sale)
Comprehensive Analysis
Form 144 Analysis: Capital One Financial Corp (NYSE: COF)
Transaction Overview
On October 15, 2026, Celia Edwards Karam, an Officer of Capital One Financial Corporation, submitted a Form 144 notice disclosing the intended sale of 1,927 shares of common stock through Morgan Stanley Smith Barney LLC. The estimated market value of the proposed transaction is $377,422.22, representing an approximate price per share of $195.86.
Acquisition & Plan Details
- Acquisition Origin: The securities were acquired on February 15, 2025, directly from the issuer via Performance Shares.
- Rule 10b5-1 Trading Plan: The proposed sale is executed pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on May 14, 2026.
- Recent Prior Sales:
- September 15, 2026: 2,017 shares sold for gross proceeds of $415,643.19.
- August 17, 2026: 1,888 shares sold for gross proceeds of $425,782.14.
Significance Assessment
This filing reflects routine, scheduled equity diversification under an established Rule 10b5-1 trading plan. The volume of 1,927 shares constitutes a negligible fraction of Capital One's 613,484,836 shares outstanding. Consequently, this transaction carries Low market significance.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.