Lumentum Holdings Inc. Officer Files Form 144 to Sell 500 Shares
Lumentum Holdings Inc.
Subscribe to track LITE
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
{"title": "Lumentum Holdings Inc. (LITE) - Form 144 Filing", "color": 3447003, "fields": [{"name": "Insider", "value": "Wupen Yuen (Officer)", "inline": true}, {"name": "Proposed Sale", "value": "500 shares (~$479,635.00)", "inline": true}, {"name": "Approx. Sale Date", "value": "2026-09-21", "inline": true}, {"name": "Broker", "value": "Morgan Stanley Smith Barney LLC", "inline": false}], "footer": {"text": "SEC Form 144 | Accession: 0001950047-26-009684"}}
Comprehensive Analysis
Executive Summary
On September 21, 2026, Wupen Yuen, an Officer at Lumentum Holdings Inc. (NASDAQ: LITE), filed a Form 144 notice of proposed sale for 500 shares of common stock with an aggregate market value of approximately $479,635.00 (implied price of ~$959.27 per share). The proposed transaction is scheduled to be handled through Morgan Stanley Smith Barney LLC.
Key Transaction Details
- Security: Common Stock
- Shares Proposed for Sale: 500
- Estimated Aggregate Value: $479,635.00
- Origin of Shares: Acquired via Restricted Stock vesting on August 21, 2025 directly from the issuer.
- Rule 10b5-1 Plan: The filing reflects a trading plan adoption date of May 19, 2026.
Historical Context & Trading Pattern
The insider has maintained a systematic selling pattern under a Rule 10b5-1 plan adopted in May 2026. Over the prior three months, the insider executed near-daily sales of 500 shares (and one tranche of 1,500 shares on August 20, 2026), generating over $9.5 million in gross proceeds across August and September.
Market Impact Assessment
- Trading Significance: Low
- The 500 shares represent less than 0.001% of the company's 89,700,000 shares outstanding.
- Because this filing is consistent with routine, programmatic sales executed pursuant to a pre-arranged Rule 10b5-1 plan, it does not suggest a discretionary shift in management sentiment.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.