Capital One Financial Officer Files Form 144 Notice of Proposed Sale

Executive Summary

On September 15, 2026, Celia Edwards Karam, an Officer at Capital One Financial Corp (NYSE: COF), filed a Form 144 indicating the intention to sell 2,017 shares of Common Stock through Morgan Stanley Smith Barney LLC. The estimated aggregate market value of the proposed disposition is $415,643.19 (approximately $206.07 per share).

Transaction Details

• Securities to be Sold: 2,017 Common shares
• Approximate Sale Date: September 15, 2026
• Plan Adoption: The sale is being conducted under a pre-arranged Rule 10b5-1 trading plan adopted on May 14, 2026.
• Origin of Shares: Acquired via performance share awards from the issuer (804 shares on February 15, 2025, and 1,213 shares on March 11, 2024).
• Past 3 Months Sales: 1,888 shares sold on August 17, 2026, for gross proceeds of $425,782.14.

Significance Assessment

The transaction is classified as Low Significance as it represents a routine liquidation under an established Rule 10b5-1 trading plan and accounts for a negligible percentage of the company's 613,484,836 shares outstanding.