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Capital One Officer Lia Dean Files Form 144 to Sell $425K in Common Stock
CAPITAL ONE FINANCIAL CORP
$COF144CIK: 0000927628
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Filing Summary
š¢ Form 144 Notice of Proposed Sale: Capital One Financial Corp ($COF) š¤ Insider: Lia Dean (Officer) š Proposed Sale: 2,067 shares (~$425,947.25) šļø Approx. Sale Date: 09/15/2026 š Rule 10b5-1 Plan Adopted: 05/14/2026 šļø Broker: Morgan Stanley Smith Barney LLC
Comprehensive Analysis
Executive Summary
- Filer: Lia Dean, Officer at Capital One Financial Corporation ($COF).
- Filing Date: September 15, 2026.
- Proposed Transaction: Notice of proposed sale of 2,067 shares of common stock with an aggregate market value of $425,947.25 (~$206.07 per share).
- Trading Plan: Executed pursuant to a Rule 10b5-1 trading plan adopted on May 14, 2026.
Transaction & Security Details
- Securities to be Sold:
- 1,978 shares acquired via Performance Shares vesting between March 1, 2023, and February 15, 2025.
- 89 shares acquired via the Employee Stock Purchase Plan (ESPP) between May 24, 2018, and January 31, 2026.
- Recent Past Activity: Lia Dean previously sold 2,193 shares on August 17, 2026, for gross proceeds of $494,565.75.
Market Impact & Significance
- Significance: Low.
- The planned disposition of 2,067 shares represents a fraction of Capital One's 613,484,836 outstanding shares and is conducted under a pre-established Rule 10b5-1 trading plan.
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