Lumentum Holdings Officer Wupen Yuen Files Form 144 to Sell $435K in Common Stock
Lumentum Holdings Inc.
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Filing Summary
# Form 144 Notice of Proposed Sale: Lumentum Holdings Inc. (LITE)
**Insider:** Wupen Yuen (Officer)
**Proposed Sale Date:** 2026-09-03
**Shares to Sell:** 500 ($435,005.00)
**Broker:** Morgan Stanley Smith Barney LLC
**Trading Plan:** Rule 10b5-1 adopted on 05/19/2026
**Significance:** Low (Routine scheduled 10b5-1 transaction)
Comprehensive Analysis
Summary of Proposed Transaction
- Filer: Wupen Yuen, Officer at Lumentum Holdings Inc. (
LITE/ CIK:0001633978) - Filing Type: Form 144 (Notice of Proposed Sale of Securities)
- Shares Proposed for Sale: 500 shares of Common Stock
- Estimated Aggregate Market Value: $435,005.00 (~$870.01 per share)
- Approximate Sale Date: September 3, 2026
- Broker: Morgan Stanley Smith Barney LLC Executive Financial Services
Origin of Securities & Trading Plan
- Acquisition Details: 500 performance shares acquired directly from the issuer on August 21, 2025.
- Rule 10b5-1 Plan: The proposed sale is executed pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Prior 3-Month Sales Activity
The reporting person has executed consistent daily sales of 500 shares (and one 1,500 share tranche) between August 20, 2026, and September 2, 2026, generating approximately $5.25M in gross proceeds.
Market Significance
Low. This transaction represents a modest, pre-scheduled sale under an established Rule 10b5-1 plan and comprises an immaterial fraction of the company's 89.7M shares outstanding.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.