Lumentum Holdings Officer Files Form 144 to Sell 500 Shares ($447.5K)
Lumentum Holdings Inc.
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Filing Summary
š **Form 144 Filing Notice: Lumentum Holdings Inc. ($LITE)**
š¤ **Insider:** WUPEN YUEN
š¼ **Title:** Officer
š
**Approx. Sale Date:** 08/31/2026
š¦ **Shares Proposed for Sale:** 500
š° **Estimated Market Value:** $447,500.00 (~$895.00/share)
š¦ **Broker:** Morgan Stanley Smith Barney LLC
š **Rule 10b5-1 Plan:** Adopted on 05/19/2026
Comprehensive Analysis
Executive Summary
On August 31, 2026, Wupen Yuen, an Officer at Lumentum Holdings Inc. ($LITE), filed a Form 144 notice proposing the sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $447,500.00 (implying ~$895.00 per share).
Transaction & Security Details
- Securities to be Sold: 500 shares of Common Stock.
- Origin of Securities:
- 356 shares acquired via Performance Shares on 08/21/2025.
- 144 shares acquired via Restricted Stock on 08/15/2025.
- Trading Plan: Executed pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
- Shares Outstanding: 89,700,000 shares.
Prior 3-Month Activity
The filer has executed several scheduled sales under the trading plan over the preceding days:
- 08/28/2026: 500 shares ($470,475.00)
- 08/27/2026: 500 shares ($479,330.00)
- 08/26/2026: 500 shares ($441,075.00)
- 08/25/2026: 500 shares ($428,322.50)
- 08/24/2026: 500 shares ($412,120.00)
- 08/21/2026: 500 shares ($449,075.00)
- 08/20/2026: 1,500 shares ($1,241,730.00)
Market & Significance Assessment
- Significance: Low
- Context: The proposed sale represents a tiny fraction of the total shares outstanding (89.7M shares) and follows a pre-established Rule 10b5-1 trading program adopted in May 2026.
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