Roku President of Subscriptions Sells $750K in Stock Under 10b5-1 Plan
ROKU, INC
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Filing Summary
### Form 4 Filing: ROKU, INC ($ROKU)
**Insider:** Gilbert Fuchsberg (President, Subscriptions)
**Transaction Date:** September 2, 2026
**Transaction Overview:**
- **Type:** Open Market Sale (Rule 10b5-1 Plan)
- **Shares Sold:** 4,824 Class A Common Shares
- **Price:** $155.64
- **Total Sale Value:** $750,807.36
- **Post-Transaction Holdings:** 40,168 direct shares
**Additional Activity:**
- **RSU Vesting:** 10,322 shares acquired on Sept 1, 2026 via RSU conversions
- **Tax Withholding:** 5,710 shares withheld at $155.53 ($888,076.30) to cover tax obligations
Comprehensive Analysis
Executive Summary
On September 3, 2026, ROKU, INC ($ROKU) filed a Form 4 disclosing transactions by Gilbert Fuchsberg, President of Subscriptions. The filing covers the vesting of Restricted Stock Units (RSUs), tax withholdings, and a planned sale executed under a pre-established Rule 10b5-1 trading plan.
Transaction Breakdown
-
Derivative Conversions (RSU Vesting) – September 1, 2026:
- Converted a total of 10,322 RSUs into Class A Common Stock at $0.00 exercise price across three distinct grants (2,623, 4,651, and 3,048 shares).
-
Tax Withholding (Code F) – September 1, 2026:
- 5,710 shares were surrendered to the issuer at $155.53 per share to satisfy tax withholding obligations arising from the RSU vests, valued at approximately $888,076.30.
-
Open Market Sale (Code S) – September 2, 2026:
- 4,824 shares were sold at $155.64 per share for total proceeds of $750,807.36 pursuant to a Rule 10b5-1 trading plan.
Post-Transaction Holdings
Following these transactions, Gilbert Fuchsberg directly owns 40,168 shares of Roku Class A Common Stock, as well as 42,989 remaining unvested RSUs.
Market Sentiment & Significance
- Trading Significance: Low
- Context: The sale represents routine equity incentive realization, structured under a Rule 10b5-1 plan and accompanied by scheduled quarterly RSU vesting and standard tax withholdings.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.
