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SoFi Technologies CTO Jeremy Rishel Vests 77,935 RSUs with Routine Tax Withholding

Low SignificanceSeptember 17, 2026 at 12:08:51 AM UTC

SoFi Technologies, Inc.

$SOFI4CIK: 0001818874

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Filing Summary

šŸ“‹ Form 4 Filing: SoFi Technologies, Inc. ($SOFI) Insider: Jeremy Rishel (Chief Technology Officer) Transaction Date: September 14–15, 2026 Details: • Acquired: 77,935 shares via RSU vesting (M) • Disposed: 41,750 shares withheld/sold for taxes at $17.279 ($721,398.25) (F) • Net Shares Retained: +36,185 shares • Ending Beneficial Ownership: 931,274.443 shares Significance: Low (Routine RSU Vesting & Tax Withholding)

Comprehensive Analysis

Executive Summary

On September 16, 2026, SoFi Technologies, Inc. ($SOFI) Chief Technology Officer Jeremy Rishel reported transactions related to the scheduled vesting of Restricted Stock Units (RSUs) and associated tax withholding obligations.

Transaction Breakdown

  • RSU Settlements (September 14, 2026):
    • Exercised/settled three tranches of RSUs totaling 77,935 shares of Common Stock at $0.00 exercise price:
      • 37,824 shares (Grant Date: March 2024)
      • 28,748 shares (Grant Date: March 2025)
      • 11,363 shares (Grant Date: March 2026)
  • Tax Withholding (September 15, 2026):
    • Disposed of 41,750 shares at $17.279 per share (Transaction Code: F) to satisfy mandatory statutory tax withholding liabilities arising from the RSU vesting events, totaling $721,398.25.
  • Net Change: Net addition of 36,185 shares to direct holdings.
  • Post-Transaction Holdings: Rishel directly holds 931,274.443 shares of Common Stock, alongside 573,068 unvested RSUs across the three grant vintages.

Significance

The transaction is classified as Low Significance from a market standpoint because the disposition was non-discretionary and executed exclusively to satisfy tax obligations (sell-to-cover / tax withholding) incident to standard equity compensation vesting schedules.

Topics:#SOFI#SoFi#InsiderTrading#Form4#Fintech

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