DB Fitzpatrick & Co. Discloses $110.6M in Q3 2025 Holdings
DB Fitzpatrick & Co, Inc
Filing Summary
DB Fitzpatrick & Co. Files Q3 2025 Holdings Report
Filer: DB Fitzpatrick & Co, Inc Form: 13F-HR | Filed: 2025-10-14 Significance: Low
Report Summary: • Total Holdings Value: $110,643,736 • Number of Holdings: 99 • Period of Report: 2025-09-30
Top 5 Holdings by Value:
- iShares Core U.S. Aggregate Bond ETF: ~$40.7M
- Vanguard Russell 3000 ETF: ~$4.1M
- Vanguard S&P 500 ETF: ~$3.8M
- iShares MBS ETF: ~$2.4M
- Corning, Inc. (GLW): ~$2.3M
Key Insight: This is a routine quarterly disclosure of holdings for DB Fitzpatrick & Co. The portfolio is heavily weighted towards fixed income and broad-market ETFs, indicating a diversified or capital preservation-focused strategy.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: DB Fitzpatrick & Co, Inc (13F-HR)
Executive Summary
- Trading Significance: Low
- Key Takeaway: DB Fitzpatrick & Co, Inc. filed its quarterly Form 13F-HR, reporting $110.6 million in assets under management across 99 positions for the quarter ending September 30, 2025.
- Market Impact: Minimal. This is a routine, backward-looking disclosure from a smaller institutional investor. The data is as of the end of the previous quarter and is not indicative of current trading activity.
Filer Information
| Field | Value |
|---|---|
| Filer Name | DB Fitzpatrick & Co, Inc |
| CIK | 0001885767 |
| Form Type | 13F-HR |
| Filing Date | 2025-10-14 |
| Period of Report | 2025-09-30 |
| Total Reported AUM | $110,643,736 |
| Number of Holdings | 99 |
Portfolio Analysis
This filing is a holdings report, not a single transaction. The following table highlights the top 10 largest positions by market value as of the reporting date.
| Issuer | Security Type | Value (USD) | Shares |
|---|---|---|---|
| iShares Core U.S. Aggregate Bond ETF | FI ETF | $40,679,345 | 405,779 |
| Vanguard Russell 3000 ETF | COM | $4,051,012 | 13,764 |
| Vanguard S&P 500 ETF | COM | $3,778,385 | 6,170 |
| iShares MBS ETF | FI ETF | $2,352,679 | 24,726 |
| Corning, Inc. | COM | $2,282,157 | 27,821 |
| Vanguard Developed Markets ETF | COM | $2,131,354 | 35,570 |
| Republic Services | COM | $2,045,355 | 8,913 |
| Thermo Fisher Scientific | COM | $1,858,597 | 3,832 |
| Hubbell Incorporated | COM | $1,826,236 | 4,244 |
| United Health Group | COM | $1,809,027 | 5,239 |
Market Impact Analysis
Stock Impact Prediction
- Direction: Neutral
- Reasoning: 13F filings report positions held at the end of a quarter, meaning the data is at least 45 days old. They are used by analysts to understand institutional ownership trends over time, but they do not cause immediate market reactions as they are not news of new transactions.
Volume & Sentiment
- Expected Volume Impact: None. This is a standard disclosure.
- Sentiment Indicator: Neutral. The filing shows a snapshot of a diversified portfolio. The heavy allocation to a U.S. aggregate bond ETF (approx. 36.7% of the portfolio) suggests a conservative or balanced strategy rather than a high-conviction bullish or bearish stance on the equity market.
Investment Insights
Portfolio Composition
- High Concentration in Fixed Income ETFs: The largest position, iShares Core U.S. Aggregate Bond ETF (AGG), dominates the portfolio. This indicates a significant focus on capital preservation, income generation, and diversification away from pure equity risk.
- Broad Market Equity Exposure: The next largest holdings are broad market ETFs like the Vanguard Russell 3000 and S&P 500 ETFs, showing a strategy of participating in overall market returns rather than concentrated stock-picking.
- Individual Stock Positions: While there are numerous individual stock holdings, they represent a much smaller portion of the total AUM compared to the core ETF positions. The largest single-stock holding is Corning, Inc. (GLW) at approximately 2% of the portfolio.
Key Takeaways
- Conservative Strategy: The portfolio structure is indicative of a conservative or balanced investment mandate, with a primary focus on fixed income.
- Diversification: The fund is highly diversified across 99 positions, with a mix of ETFs and individual stocks spanning various sectors.
- Not a Market Mover: Given the AUM size and the backward-looking nature of the 13F, this filing is for informational purposes regarding institutional ownership and is not a significant trading signal.
Contextual Analysis
Filing Requirement
Form 13F is a mandatory quarterly report filed by institutional investment managers with at least $100 million in equity assets under management. It discloses their U.S. equity holdings to the SEC.
Timing Significance
The data reflects holdings as of September 30, 2025. The positions could have changed significantly between the end of the quarter and the filing date of October 14, 2025.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-14 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.