Institutional Filing: Baker Tilly Reveals $439M Equity Portfolio
BAKER TILLY WEALTH MANAGEMENT, LLC
Filing Summary
Institutional Filing: Baker Tilly Reveals $439M Portfolio
Filer: BAKER TILLY WEALTH MANAGEMENT, LLC Form: 13F-HR | Filed: 2025-10-09 Significance: Medium
Portfolio Summary: • Total Value: $439,037,947 • Positions: 306 • Report Date: 2025-09-30
Key Insight: Baker Tilly's Q3 filing shows a diversified strategy heavily weighted towards broad-market ETFs from Vanguard and Dimensional, indicating a risk-managed approach. The largest single-stock position is in NVIDIA ($12.2M).
Top Holdings Include: • Vanguard S&P 500 ETF (VOO) • Dimensional US Targeted Value ETF (DFAT) • NVIDIA (NVDA) • Microsoft (MSFT) • Apple (AAPL)
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: BAKER TILLY WEALTH MANAGEMENT, LLC (13F-HR)
Executive Summary
- Trading Significance: Medium
- Key Takeaway: Baker Tilly Wealth Management reported $439 million in assets under management across 306 positions, with a clear emphasis on diversified, low-cost ETFs supplemented by large-cap technology stocks.
- Market Impact: As a standard quarterly disclosure from a mid-sized wealth manager, the direct market impact is expected to be neutral. However, the data contributes to the overall picture of institutional sentiment.
Filer Information
| Field | Value |
|---|---|
| Filer Name | BAKER TILLY WEALTH MANAGEMENT, LLC |
| CIK | 0001840565 |
| Form Type | 13F-HR (Holdings Report) |
| Filing Date | 2025-10-09 |
| Period of Report | 2025-09-30 |
| Total Portfolio Value | $439,037,947 |
| Number of Holdings | 306 |
Portfolio Strategy Analysis
The portfolio demonstrates a core-satellite investment strategy. The 'core' is composed of large, diversified ETFs, primarily from Vanguard and Dimensional Fund Advisors, which provide broad market exposure. The 'satellites' are individual stock positions in well-established, large-cap companies, particularly in the technology sector.
Key Themes:
- Diversification: The high number of holdings (306) and significant allocation to broad-market ETFs indicate a primary goal of diversification.
- Factor Tilts: The presence of multiple 'Value' and 'Small Cap' ETFs from Dimensional suggests a strategic tilt towards these factors.
- Large-Cap Tech Conviction: Despite the diversification, there are substantial individual holdings in mega-cap tech names like NVIDIA, Microsoft, Apple, and Alphabet, indicating conviction in their long-term growth.
Top 10 Holdings
| Issuer | Value (USD) | % of Portfolio |
|---|---|---|
| VANGUARD INDEX FDS (S&P 500 ETF) | $31,233,848 | 7.11% |
| DIMENSIONAL ETF TRUST (US TARGETED VLU) | $20,347,501 | 4.63% |
| PUTNAM ETF TRUST (FOCUSED LAR CAP) | $16,388,973 | 3.73% |
| DIMENSIONAL ETF TRUST (US CORE EQUITY 2) | $15,019,646 | 3.42% |
| DIMENSIONAL ETF TRUST (INTERNATNAL VAL) | $14,647,114 | 3.34% |
| DIMENSIONAL ETF TRUST (US MKTWIDE VALUE) | $13,883,651 | 3.16% |
| NVIDIA CORPORATION | $12,210,909 | 2.78% |
| MICROSOFT CORP | $9,854,174 | 2.24% |
| DIMENSIONAL ETF TRUST (US EQUITY MARKET) | $9,465,428 | 2.16% |
| INVESCO QQQ TR | $8,061,761 | 1.84% |
Investment Insights
- The heavy investment in ETFs like VOO (Vanguard S&P 500) and various Dimensional funds points to a strategy focused on capturing market beta and specific risk premia (value, size) in a cost-effective manner.
- The largest single-stock holding is NVIDIA, valued at over $12.2 million. This, along with significant positions in Microsoft, Apple, Alphabet, and Amazon, shows a strong bullish stance on big tech.
- The portfolio is not making aggressive, concentrated bets but is instead building a broadly diversified foundation with targeted overweight positions in high-conviction areas. This is typical of a wealth management firm managing assets for a diverse client base.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-09 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.