Rockwell Automation VP & Treasurer Isaac Woods Disposes 154 Shares for Tax Obligations

Executive Summary

On September 9, 2026, Isaac Woods, Vice President and Treasurer of Rockwell Automation, Inc. ($ROK), filed a Form 4 disclosing the exercise/vesting of restricted stock units (RSUs) and subsequent sales of common stock under a pre-arranged Rule 10b5-1 trading plan.

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Transaction Breakdown

• RSU Conversion (2026-09-05): 325 Restricted Stock Units vested and converted into 325 shares of Common Stock at $0.00 per share.
• Open Market Disposals (2026-09-08):
  • 44 shares sold at $432.11 per share ($19,012.84)
  • 110 shares sold at $432.83 per share ($47,611.30)
  • Total Disposed: 154 shares for an aggregate value of $66,624.14

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Context and Intent

• Rule 10b5-1 Plan: The sales were executed pursuant to a Rule 10b5-1 plan established on November 26, 2025, specifically intended to cover tax liabilities associated with the vesting of restricted stock units on September 5, 2026.
• Post-Transaction Holdings: Following the reported transactions, Isaac Woods directly holds 1,858 shares of Common Stock and holds an additional 479.31 shares indirectly through the company savings plan.

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Market Significance

• Significance Level: Low
• The transactions represent routine, small-scale sales driven by scheduled equity vesting and tax withholding obligations under a pre-established 10b5-1 trading plan. This does not indicate a shift in insider sentiment.