Sara-Bay Financial Discloses $357M Portfolio in Q3 13F Filing
Sara-Bay Financial
Filing Summary
Sara-Bay Financial Discloses $357M Q3 Portfolio
Filer: Sara-Bay Financial Form: 13F-HR | Filed: 2025-10-10 Significance: Medium
Filing Summary: • Total Portfolio Value: $357,718,024 • Number of Holdings: 80 • Period of Report: 2025-09-30
Top 5 Holdings:
- Helios Technologies (HLIO): $62.9M
- Centrus Energy (LEU): $62.7M
- NVIDIA (NVDA): $62.5M
- Meta Platforms (META): $21.0M
- JPMorgan Chase (JPM): $19.4M
Key Insight: The filing reveals a concentrated portfolio with the top three holdings (Helios, Centrus, NVIDIA) accounting for over 52% of the total reported assets.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Sara-Bay Financial (13F-HR)
Executive Summary
- Trading Significance: Medium
- Key Takeaway: Sara-Bay Financial has reported a portfolio valued at $357.7 million as of September 30, 2025, with a significant concentration in its top three holdings: Helios Technologies, Centrus Energy, and NVIDIA.
- Market Impact: This filing provides transparency into the investment strategy of a mid-sized financial firm. The heavy concentration in specific industrial tech and energy stocks may draw attention to those sectors and individual names.
Filer Information
| Field | Value |
|---|---|
| Company | Sara-Bay Financial |
| Ticker Symbol | Not a public company |
| CIK | 0001816444 |
| Total Assets Under Management | $357,718,024 |
Insider Information
| Field | Value |
|---|---|
| Name | Not Applicable |
| CIK | Not Applicable |
| Title/Position | Not Applicable |
| Relationship | Not Applicable |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR (Holdings Report) |
| Period of Report Date | 2025-09-30 |
| Total Number of Holdings | 80 |
| Total Portfolio Value | $357,718,024 |
Portfolio Analysis
Top 10 Holdings
| Issuer | Value (USD) | Shares |
|---|---|---|
| HELIOS TECHNOLOGIES INC | $62,895,575 | 1,206,514 |
| CENTRUS ENERGY CORP CLASS A | $62,726,851 | 202,299 |
| NVIDIA CORP | $62,499,834 | 334,976 |
| META PLATFORMS INC CLASS A | $21,041,524 | 28,652 |
| JPMORGAN CHASE & CO | $19,378,805 | 61,436 |
| PURE STORAGE INC CLASS A | $17,325,119 | 206,719 |
| AMAZON.COM INC | $14,221,988 | 64,772 |
| ISHARES BITCOIN ETF | $13,082,745 | 201,273 |
| BLACKROCK INC NEW | $9,218,534 | 7,907 |
| ASP ISOTOPES INC | $8,687,851 | 903,103 |
Volume & Sentiment
- Portfolio Concentration: High. The top 3 holdings represent approximately 52.4% of the total portfolio value, indicating a high-conviction strategy.
- Sentiment Indicator: Bullish on specific sectors. The significant positions in Helios (industrial tech), Centrus (nuclear energy), and NVIDIA (semiconductors/AI) suggest a strong positive outlook on these areas.
Investment Insights
Key Observations
- High Conviction Bets: The portfolio is not broadly diversified, with over half of its value concentrated in just three companies. This reflects a high-conviction approach by the fund manager.
- Energy & Tech Focus: A clear theme emerges with major investments in Centrus Energy (nuclear fuel) and ASP Isotopes, alongside significant tech holdings like NVIDIA, Meta, and Pure Storage.
- Bitcoin Exposure: The inclusion of a $13 million position in the iShares Bitcoin ETF (IBIT) shows an allocation to digital assets, a notable strategy for a traditional financial firm.
Sector Allocation (based on top holdings)
- Technology/Semiconductors: Strong presence with NVIDIA, Meta, Amazon, and Pure Storage.
- Industrials/Energy: Significant weight in Helios Technologies and Centrus Energy.
- Financials: Large positions in JPMorgan Chase and BlackRock.
- Digital Assets: A direct, notable allocation to Bitcoin via an ETF.
Contextual Analysis
Filing Significance
Form 13F-HR is a mandatory quarterly report filed by institutional investment managers with at least $100 million in assets under management. It discloses their long positions and provides a snapshot of their portfolio as of the end of the quarter. It is a valuable tool for tracking institutional sentiment but does not show short positions or intra-quarter trades.
Company Context
Sara-Bay Financial is a Sarasota, FL-based investment firm. This filing offers a periodic look into its investment thesis and positioning. The heavy concentration suggests a specialized or focused investment mandate.
Risk Assessment
Risk Level: Medium
Portfolio Risk Factors
- Concentration Risk: The portfolio's performance is heavily dependent on the success of a few key stocks. A downturn in any of the top three holdings would significantly impact the fund's overall value.
- Sector Risk: The strong bets on technology and specific energy sub-sectors expose the fund to risks inherent in those industries, such as regulatory changes, commodity price volatility, or rapid technological shifts.
- Volatility Risk: The inclusion of a Bitcoin ETF and other high-growth tech stocks introduces higher volatility compared to a more conservative, diversified portfolio.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-10 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.