Rocket Companies ($RKT) CFO Withholds 16,112 Shares for Tax Obligations

Executive Summary

On October 8, 2026, Rocket Companies, Inc. ($RKT) filed a Form 4 reporting a disposition of Class A common stock by Brian Nicholas Brown, President and Chief Financial Officer. On October 7, 2026, 16,112 shares of Class A common stock were surrendered at $11.59 per share to satisfy tax withholding liabilities arising from the vesting of restricted stock units (RSUs).

Transaction Breakdown

• Insider: Brian Nicholas Brown, President & Chief Financial Officer
• Date of Transaction: October 7, 2026
• Transaction Code: F (Payment of exercise price or tax liability by delivering or withholding securities)
• Shares Disposed: 16,112 shares
• Price per Share: $11.59
• Aggregate Consideration: $186,738.08
• Post-Transaction Holdings: 1,607,954 directly held Class A common shares (in addition to 395,777 shares of Class L-2 common stock held directly)

Significance & Market Impact

The trading significance of this filing is categorized as Low. Code 'F' transactions represent mandatory or standard withholding of equity to cover tax liabilities associated with the vesting of equity awards rather than discretionary open-market sales. Brian Brown retains substantial direct equity ownership in Rocket Companies, exceeding 1.6 million Class A shares and nearly 400,000 Class L-2 shares.