Rocket Companies President & CFO Disposes Shares for Tax Withholding

Executive Summary

On September 9, 2026, Brian Nicholas Brown, President & Chief Financial Officer of Rocket Companies, Inc. ($RKT), filed a Form 4 reporting the disposition of 58,717 shares of Class A Common Stock across two transactions on September 7 and September 8, 2026.

Key Transaction Details

• Transaction Dates: September 7, 2026 & September 8, 2026
• Total Shares Transacted: 58,717 Class A Common shares (44,042 shares on Sept 7 and 14,675 shares on Sept 8)
• Transaction Price: $14.06 per share
• Total Transaction Value: $825,561.02
• Transaction Code: F (Payment of exercise price or tax liability by delivering or withholding securities)
• Post-Transaction Beneficial Ownership: 1,624,066 Class A Common shares held directly (plus 395,777 shares of Class L-2 Common Stock)

Analytical Takeaways

• Significance Level: Low: The shares were automatically forfeited to satisfy tax withholding obligations upon the vesting of restricted stock units (RSUs) granted under the Issuer's 2020 Omnibus Incentive Plan.
• No Open Market Sale: This disposition does not reflect discretionary insider selling or negative sentiment regarding the company's financial outlook.
• Substantial Retained Ownership: Following the settlement, Mr. Brown retains over 1.62 million directly owned Class A Common shares in addition to Class L-2 holdings.