Fiduciary Planning LLC Discloses $327M in Holdings in Q3 13F Filing
Fiduciary Planning LLC
Filing Summary
Fiduciary Planning LLC Discloses $327M in Holdings in Q3 13F Filing
Filer: Fiduciary Planning LLC CIK: 0001792851 Form: 13F-HR | Filed: 2025-10-15 Significance: Low
Filing Summary: • Report Date: 2025-09-30 • Total Holdings Value: $327,144,100 • Number of Holdings: 83
Key Insight: This is a routine quarterly disclosure of the firm's managed assets as of the end of Q3 2025. The portfolio shows significant positions in various ETFs, indicating a diversified investment strategy.
Top 3 Holdings by Value:
- WisdomTree US QTLY DIV GRT ($49.0M)
- First Trust Vest US EQT ($27.9M)
- Vanguard STRM INFPROIDX ($25.1M)
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Fiduciary Planning LLC (13F-HR)
Executive Summary
- Trading Significance: Low
- Key Takeaway: Fiduciary Planning LLC filed its quarterly Form 13F-HR, reporting $327.14 million in assets under management as of September 30, 2025. The filing is a standard disclosure and provides a snapshot of the firm's holdings, which are heavily weighted towards ETFs and diversified funds.
- Market Impact: As a lagging indicator, this filing is expected to have a neutral to low impact on the market and individual stock prices. It is primarily used for tracking institutional ownership trends over time.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Fiduciary Planning LLC |
| CIK | 0001792851 |
| Total Portfolio Value | $327,144,100 |
| Report Date | 2025-09-30 |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR (Holdings Report) |
| Filing Date | 2025-10-15 |
| Accession Number | 0001792851-25-000005 |
| Number of Holdings | 83 |
Portfolio Analysis
The portfolio is highly diversified, with a significant allocation to Exchange-Traded Funds (ETFs) and other managed funds. This suggests a strategy focused on broad market exposure, factor investing, and risk management rather than concentrated bets on individual stocks.
Top 5 Holdings
| Issuer | Security | Value (USD) | Shares |
|---|---|---|---|
| WISDOMTREE TR | US QTLY DIV GRT | $49,044,167 | 551,306 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | $27,865,212 | 505,308 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | $25,122,541 | 496,199 |
| HARTFORD FDS EXCHANGE TRADED | AAA CLO ETF | $24,050,693 | 618,419 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | $24,199,410 | 964,120 |
Notable Individual Stock Holdings
While dominated by funds, the portfolio also includes positions in major large-cap technology and blue-chip companies:
- Broadcom Inc (AVGO): $3.68M
- Amazon.com Inc (AMZN): $3.62M
- Tesla Inc (TSLA): $3.36M
- Microsoft Corp (MSFT): $3.35M
- NVIDIA Corporation (NVDA): $3.11M
Market Impact Analysis
Stock Impact Prediction
- Direction: Neutral
- Reasoning: Form 13F is a backward-looking report, disclosing positions held more than two weeks prior to the filing date. The market has likely already priced in any significant shifts that occurred during the quarter. Its value is in aggregate analysis, not as a signal for immediate trading.
Volume & Sentiment
- Expected Volume Impact: Minimal. This type of filing does not typically trigger significant trading volume.
- Sentiment Indicator: Neutral. The filing represents a standard, legally required disclosure of a diversified portfolio, offering no strong bullish or bearish signal on its own.
Investment Insights
Key Takeaways
- Diversification is Key: The heavy concentration in ETFs and funds across various asset classes (equity, fixed income, inflation-protected) underscores a core strategy of diversification.
- Factor and Thematic Tilts: Holdings in funds like 'US QTLY DIV GRT' (Dividend Growth), 'SEMICONDUCTR ETF', and 'URANIUM AND NUCL' suggest targeted thematic and factor-based tilts within the broader portfolio.
- Core Tech Holdings: Despite the fund-heavy approach, the firm maintains direct exposure to several mega-cap technology leaders, indicating a belief in their long-term growth prospects.
Contextual Analysis
Filing Significance
Form 13F-HR is a mandatory quarterly report for institutional investment managers with at least $100 million in qualifying assets under management. It provides transparency into institutional holdings and is a valuable data source for market research and trend analysis. It is not an indication of a specific insider's action but a snapshot of a professional money manager's entire portfolio.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-15 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.