SEC Filing Analysis: ALICO, INC. (ALCO)

Executive Summary

• Trading Significance: Low
• Key Takeaway: Director Toby K. Purse received an annual or periodic stock award of 555 common shares under the company's equity incentive plan at no cost.
• Market Impact: Neutral; routine compensation grant with negligible dilution.

Company Information

Field	Value
Company	ALICO, INC.
Ticker Symbol	ALCO
CIK	0000003545
Industry	Lessors of Real Property, NEC

Insider Information

Field	Value
Name	Toby K. Purse
CIK	0001775428
Title/Position	Director
Relationship	Director

Transaction Details

Field	Value
Form Type	4
Transaction Date	2026-10-01
Transaction Code	A (Award/Grant)
Security Type	Common Stock, Par Value $1.00
Shares Involved	555
Price Per Share	$0.00
Total Value	$0.00
Shares Owned After	21,896
Ownership Type	Direct

Financial Impact Assessment

Transaction Materiality

Metric	Value
Transaction Value	$0.00
% of Market Cap	0.00%
Shares Transacted	555
% of Shares Outstanding	0.007%
Post-Transaction Ownership	21,896 shares (~0.30% of outstanding)
Materiality Assessment	Low

Impact Evaluation

• Market Cap Context: With Alico's market capitalization around $280 million and 7.42 million shares outstanding, a grant of 555 shares is immaterial to capital structure.
• Ownership Concentration: Post-transaction direct holdings of 21,896 shares represent approximately 0.30% of total common stock.
• Dilution Impact: Issuance of 555 shares represents roughly 0.0075% of shares outstanding, yielding negligible shareholder dilution.
• Transaction Significance: Routine director compensation issued under the Amended and Restated Stock Incentive Plan of 2015.

Market Impact Analysis

Stock Impact Prediction

• Direction: Neutral
• Reasoning: Standard equity grant to a board member carrying zero open-market execution pressure.

Volume & Sentiment

• Expected Volume Impact: Negligible volume impact anticipated.
• Sentiment Indicator: Neutral

Additional Context

Transaction Notes

• Timing: Issued on October 1, 2026, aligned with the start of the issuer's fiscal quarter/year.
• Special Circumstances: Shares granted pursuant to the Amended and Restated Stock Incentive Plan of 2015.