Roku Officer Mustafa Ozgen Acquires Shares via RSU Vesting and Sells Under Rule 10b5-1 Plan
ROKU, INC
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Filing Summary
ROKU, INC ($ROKU) Form 4 Insider Filing Insider: Mustafa Ozgen (Pres, Devices, Prod, and Tech) Transactions:
- Acquired 16,151 shares via RSU vesting ($0.00)
- Tax Withholding: 6,357 shares at $155.53 ($988,704.21)
- Open Market Sale (Rule 10b5-1): 3,410 shares at $155.64 ($530,732.40) Remaining Direct Holdings: 25,569 shares
Comprehensive Analysis
Insider Filing Analysis: Roku, Inc. ($ROKU)
Overview
On September 3, 2026, Mustafa Ozgen, President of Devices, Products, and Technology at Roku, Inc., filed a Form 4 reporting non-derivative and derivative transactions that took place between September 1, 2026, and September 2, 2026.
Key Transactions
- RSU Vesting (September 1, 2026):
- Exercised/converted 16,151 Restricted Stock Units (across three separate awards: 4,910; 6,790; and 4,451 RSUs) into 16,151 shares of Class A Common Stock at $0.00 per share.
- Tax Withholding (September 1, 2026):
- Disposed of 6,357 shares at $155.53 per share ($988,704.21 total) to cover tax withholding obligations associated with the RSU vesting.
- Open Market Sale (September 2, 2026):
- Sold 3,410 shares at a price of $155.64 per share, generating total proceeds of $530,732.40 pursuant to a pre-established Rule 10b5-1 trading plan.
Holdings and Market Significance
- Post-Transaction Holdings: Mustafa Ozgen directly owns 25,569 shares of Class A Common Stock following these transactions.
- Significance Level: Low. The transactions represent standard executive equity compensation activity, consisting of routine RSU vesting, mandatory tax withholding, and pre-scheduled sales under a Rule 10b5-1 trading plan.
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
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