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Tradeweb Markets Chief Risk Officer Files Initial Form 3 Reporting 8,409 Shares

Low SignificanceOctober 9, 2026 at 5:10:57 PM EDT

Tradeweb Markets Inc.

$TW3CIK: 0001758730

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Filing Summary

Tradeweb Markets Inc. ($TW) Form 3 filed on 2026-10-09. Balasubramanian Rajagopalan, Chief Risk Officer, reported initial beneficial ownership of 8,409 shares of Class A Common Stock as of October 1, 2026.

Comprehensive Analysis

Executive Summary

On October 9, 2026, Tradeweb Markets Inc. ($TW) submitted an initial statement of beneficial ownership of securities (Form 3) for Balasubramanian Rajagopalan, serving as the company's Chief Risk Officer.

Holdings Breakdown

  • Security: Class A Common Stock
  • Total Beneficial Ownership Reported: 8,409 shares (Direct)
  • Equity Awards Included: The reported amount includes 4,036 unvested restricted stock units (RSUs) across three award tranches:
    • 501 RSUs scheduled to vest on March 15, 2027
    • 883 RSUs scheduled to vest across March 17, 2027 and March 17, 2028
    • 2,652 RSUs scheduled to vest across March 15, 2027, March 15, 2028, and March 15, 2029

Significance & Market Impact

As an initial Form 3 filing establishing insider reporting status rather than an active market purchase or sale, the trading significance is Low.

Topics:#Tradeweb#TW#SEC#Form3#InsiderHoldings

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