Five Pine Wealth Management Files Q3 Holdings Report ($148M AUM)
Five Pine Wealth Management
Filing Summary
Five Pine Wealth Management Files Q3 Holdings Report
Filer: Five Pine Wealth Management (CIK: 0002041807) Form: 13F-HR | Filed: 2025-10-10 Significance: Low
Filing Summary: • Type: Quarterly Holdings Report • Period of Report: 2025-09-30 • Total AUM: $147,921,472 • Number of Holdings: 42
Top 5 Holdings (by Value):
- Vanguard Total Bond Market ETF: $22.0M
- Vanguard FTSE All-World ex-US ETF: $19.1M
- Vanguard Growth ETF: $16.0M
- Vanguard Value ETF: $11.8M
- Vanguard S&P 500 ETF: $10.6M
Key Insight: Five Pine Wealth Management, a smaller institutional investor, disclosed a portfolio heavily concentrated in diversified, low-cost Vanguard ETFs, indicating a passive, broad-market investment strategy. The total reported assets under management are approximately $148 million.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Five Pine Wealth Management
Executive Summary
- Trading Significance: Low
- Key Takeaway: Five Pine Wealth Management filed its quarterly Form 13F-HR, disclosing $147.9 million in assets under management (AUM) as of September 30, 2025. The portfolio is heavily weighted towards large, diversified Vanguard ETFs, indicating a predominantly passive investment strategy.
- Market Impact: Due to the relatively small AUM and the passive nature of the holdings, this filing is not expected to have a significant impact on the market or the underlying securities.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Five Pine Wealth Management |
| CIK | 0002041807 |
| Type | Investment Manager |
| Total AUM | $147,921,472 |
| Number of Holdings | 42 |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR |
| Filing Date | 2025-10-10 |
| Period of Report | 2025-09-30 |
| Accession Number | 0001754960-25-000653 |
Portfolio Overview
The portfolio consists of 42 positions with a total value of $147,921,472. The holdings are dominated by broad-market and bond ETFs, primarily from Vanguard.
Top 10 Holdings
| Issuer | Security Type | Value (USD) |
|---|---|---|
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | $21,990,670 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | $19,050,234 |
| VANGUARD INDEX FDS | GROWTH ETF | $15,967,467 |
| VANGUARD INDEX FDS | VALUE ETF | $11,795,350 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | $10,622,403 |
| VANGUARD INDEX FDS | SMALL CP ETF | $8,218,540 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | $8,124,080 |
| VANGUARD INDEX FDS | MID CAP ETF | $5,149,454 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | $5,104,800 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | $4,325,161 |
Investment Strategy Analysis
Core Strategy
- Passive & Diversified: The overwhelming concentration in Vanguard's total market, S&P 500, growth, and value ETFs points to a core strategy of passive indexing. This approach aims to capture broad market returns rather than picking individual stocks.
- Global Exposure: Significant holdings in international ETFs (
ALLWRLD EX US,TOTAL INT BD ETF) show a commitment to global diversification. - Fixed Income Allocation: A substantial portion of the portfolio is allocated to bond ETFs, including total bond market, short-term, and intermediate-term treasury funds, reflecting a balanced approach to risk management.
Satellite Positions
- Precious Metals & Crypto: The portfolio includes smaller, targeted positions in assets like the Fidelity Wise Origin Bitcoin ETF ($727,218), iShares Gold Trust ($2,530,289), iShares Silver Trust ($204,012), and First Majestic Silver Corp ($329,102). These act as satellite holdings, likely for inflation hedging or alternative asset exposure.
Market Impact Analysis
- Stock Impact Prediction: Neutral. The disclosed holdings represent a very small fraction of the total assets in these large ETFs and companies. The filing is a routine disclosure and does not signal any active, high-conviction trades that would influence market sentiment.
- Sentiment Indicator: Neutral. The filing confirms a standard, diversified wealth management strategy, which is neither particularly bullish nor bearish on any single security but rather on the market as a whole.
Key Takeaways
- Passive Strategy Dominates: Five Pine Wealth Management primarily utilizes low-cost, broad-market ETFs for its investment strategy, typical for a wealth management firm focused on long-term, diversified growth.
- Small AUM: With approximately $148 million in reported assets, the firm is a small player in the institutional landscape, and its portfolio changes have minimal market-moving potential.
- Inclusion of Alternative Assets: Despite the passive core, the inclusion of Bitcoin and precious metals ETFs indicates an awareness of and allocation to alternative asset classes, likely as a diversification and hedging tool.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-10 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.