Spartan Planning & Wealth Management Reports $128M in Q3 Holdings
Spartan Planning & Wealth Management
Filing Summary
Spartan Planning & Wealth Management Q3 2025 Holdings Report
Filer: Spartan Planning & Wealth Management CIK: 0001749283 Form: 13F-HR | Filed: 2025-10-14 Significance: Low
Report Summary: • Type: Quarterly Holdings Report • Total Value: $128,053,916 • Number of Holdings: 76 • Reporting Period End: 2025-09-30
Key Insight: This filing provides a snapshot of the firm's portfolio as of Q3 2025. Top holdings include NVIDIA, Microsoft, and Apple, indicating a significant allocation to large-cap technology stocks and various ETFs.
Market Context: 13F filings reveal institutional positions but are backward-looking, reflecting holdings from over 45 days prior. They are used to track institutional sentiment and portfolio strategies rather than as real-time trading signals.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Spartan Planning & Wealth Management (13F-HR)
Executive Summary
- Trading Significance: Low
- Key Takeaway: Spartan Planning & Wealth Management filed its quarterly Form 13F-HR, disclosing $128.05 million in assets under management across 76 positions as of September 30, 2025. The portfolio shows a strong concentration in large-cap technology stocks and a significant use of ETFs for diversification.
- Market Impact: The disclosure from a firm of this size is unlikely to have a direct market impact on the underlying securities. It serves primarily as a data point for observing the strategies of smaller institutional investors.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Spartan Planning & Wealth Management |
| CIK | 0001749283 |
| Ticker Symbol | null |
| Total Holdings Value | $128,053,916 |
| Number of Holdings | 76 |
Filing Details
| Field | Value |
|---|---|
| Form Type | 13F-HR |
| Filing Date | 2025-10-14 |
| Period of Report | 2025-09-30 |
| Accession Number | 0001749283-25-000008 |
Top Holdings Analysis
The filing reveals a portfolio with significant exposure to the technology sector and broad market ETFs. The top 5 holdings represent approximately 31% of the total reported portfolio value.
| Issuer | Value (USD) | Shares |
|---|---|---|
| NVIDIA CORPORATION | $8,958,639 | 48,015 |
| LISTED FDS TR (SWAN HEDGED EQTY) | $8,506,018 | 341,333 |
| SPDR INDEX SHS FDS (PORTFOLIO DEVLPD) | $8,069,010 | 188,572 |
| MICROSOFT CORP | $7,798,283 | 15,056 |
| APPLE INC | $7,346,090 | 28,850 |
Investment Insights
Positive Market Indicators
- Conviction in Mega-Cap Tech: The substantial positions in NVIDIA, Microsoft, and Apple indicate a bullish long-term stance on leading technology companies.
- Diversified ETF Strategy: The use of various ETFs, including hedged equity, developed markets, and treasury bond funds, suggests a sophisticated approach to portfolio construction and risk management.
- Broad Market Exposure: Holdings in S&P 500 and total market ETFs show a core strategy based on capturing broad market returns.
Risk Factors
- Backward-Looking Data: The data is as of September 30, 2025, and may not reflect the firm's current positions.
- Limited Scope: 13F filings do not require the disclosure of short positions, cash, or certain other asset types, providing an incomplete picture of the firm's overall strategy and market view.
- Concentration Risk: While diversified, the portfolio has a heavy concentration in the technology sector, making it susceptible to sector-specific downturns.
Key Takeaways
- Tech-Heavy Strategy: Spartan Planning & Wealth Management maintains a strong allocation to the technology sector through direct holdings in industry leaders.
- Blended Approach: The firm combines individual stock picking with a broad-based ETF strategy to achieve its investment objectives.
- Routine Disclosure: This filing is a standard, legally required disclosure for institutional investment managers and does not in itself signal any urgent or unusual market activity.
Contextual Analysis
Filing Significance
Form 13F-HR is a mandatory quarterly report filed by institutional investment managers with at least $100 million in equity assets under management. It provides transparency into their long positions. The significance is low from a single-stock trading perspective but valuable for aggregate institutional sentiment analysis.
Portfolio Composition
The portfolio is a mix of individual blue-chip stocks (Amazon, Alphabet, Berkshire Hathaway) and a wide array of ETFs covering different asset classes (equities, fixed income, REITs). This indicates a strategy aimed at capturing both specific company growth and diversified market returns.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-14 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.