Capital One Retail Bank President Celia Karam Sells $377K Under 10b5-1 Plan
CAPITAL ONE FINANCIAL CORP
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Filing Summary
# Insider Sale: Capital One Financial Corp (COF)
**Insider:** Celia Karam (Pres, Retail Bank)
**Transaction Date:** 2026-10-15
**Type:** Open Market Sale (Code S, Rule 10b5-1)
**Shares Sold:** 1,927 @ $195.86
**Total Value:** $377,422.22
**Remaining Position:** 55,774 shares (Direct)
**Significance:** Low (Pre-scheduled 10b5-1 plan sale representing ~3.3% of holdings)
Comprehensive Analysis
Transaction Summary
On October 15, 2026, Celia Karam, President of Retail Bank at Capital One Financial Corp ($COF), disposed of 1,927 shares of common stock at an average execution price of $195.86 per share. The transaction generated gross proceeds of approximately $377,422.22.
Ownership Impact
Prior to the sale, Karam directly held 57,701 shares of Capital One common stock. The transaction represents a reduction of approximately 3.34% of her direct equity holdings, leaving her with 55,774 shares directly held following the transaction. The post-transaction balance also accounts for shares acquired under the company's Associate Stock Purchase Plan.
Trading Context & Significance
- Plan Adoption: The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on May 14, 2026.
- Significance Level: Low. The disposition constitutes a modest liquidation under a routine, programmatic trading plan adopted several months prior. Karam retains a substantial equity stake in Capital One, suggesting continued alignment with shareholder interests without indicating an opportunistic exit.
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Important Disclaimer
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