Capital One Officer Sells $425K in Shares Under 10b5-1 Plan
CAPITAL ONE FINANCIAL CORP
Subscribe to track COF
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
Capital One Financial Corp ($COF) - Insider Sale • Insider: Dean Lia (Pres, Banking & Prem. Products) • Transaction: Sold 2,066 shares of Common Stock at $206.07/share ($425,740.62) • Post-Transaction Holdings: 61,195 shares • Plan: Rule 10b5-1 plan adopted May 14, 2026 • Significance: Low
Comprehensive Analysis
Insider Transaction Overview
On September 15, 2026, Lia Dean, President of Banking & Premium Products at Capital One Financial Corp ($COF), executed a planned sale of 2,066 shares of Common Stock at an average price of $206.07 per share, totaling $425,740.62.
Key Transaction Highlights
- Transaction Type: Open market sale (Transaction Code
S) - Shares Disposed: 2,066 shares (~3.27% of holdings prior to transaction)
- Remaining Holdings: 61,195 direct shares
- Plan Details: Executed pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on May 14, 2026.
Market & Governance Context
Because this sale was executed under an established Rule 10b5-1 plan and represents a minor portion of the insider's total equity position, the trading significance is evaluated as Low.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.