Ellenbecker Investment Group Discloses $677M Portfolio in Q3 13F Filing
Ellenbecker Investment Group
Filing Summary
Ellenbecker Investment Group Discloses $677M Portfolio in Q3 13F Filing
Filer: Ellenbecker Investment Group Form: 13F-HR | Filed: 2025-10-14 Significance: Medium
Filing Summary: • Total Portfolio Value: $677,754,595 • Number of Holdings: 128 • Reporting Period: 2025-09-30
Top 5 Holdings by Value:
IVV(iShares CORE S&P 500 ETF): $194.1MIWF(iShares RUS 1000 GRW ETF): $65.2MAGG(iShares CORE US AGGBD ETF): $65.0MVB(VANGUARD INDEX FDS SMALL CP ETF): $50.6MVEA(VANGUARD FTSE DEV MKT ETF): $50.4M
Key Insight: The filing reveals a heavily diversified strategy, with the top holdings dominated by large, broad-market ETFs. This indicates a focus on passive, index-based investing for core positions, supplemented by individual stock picks.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Ellenbecker Investment Group (13F-HR)
Executive Summary
- Trading Significance: Medium
- Key Takeaway: Ellenbecker Investment Group reported assets under management of approximately $677.75 million across 128 positions as of September 30, 2025. The portfolio is heavily weighted towards large, diversified ETFs, suggesting a core strategy of broad market exposure.
- Market Impact: As a mid-sized investment group, this filing provides insight into their strategic allocation but is unlikely to cause significant market shifts. The data is valuable for observing sentiment and allocation trends among regional investment managers.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Ellenbecker Investment Group |
| CIK | 0001731497 |
| Type | Institutional Investment Manager |
Filing Summary
| Field | Value |
|---|---|
| Form Type | 13F-HR (Holdings Report) |
| Filing Date | 2025-10-14 |
| Period of Report | 2025-09-30 |
| Total Portfolio Value | $677,754,595 |
| Number of Holdings | 128 |
Top Holdings Analysis
The portfolio's structure is dominated by exchange-traded funds (ETFs), which comprise the largest allocations, indicating a strategy focused on diversification and passive management for its core.
| Holding | Class/Type | Value (USD) |
|---|---|---|
| iShares CORE S&P 500 ETF | ETF | $194,110,101 |
| iShares RUS 1000 GRW ETF | ETF | $65,179,987 |
| iShares CORE US AGGBD ETF | ETF | $65,046,368 |
| VANGUARD INDEX FDS SMALL CP ETF | ETF | $50,594,968 |
| VANGUARD INTL EQUITY INDEX F | ETF | $50,443,701 |
| PIMCO MULTISECTOR BD ACTIVE ETF | ETF | $39,511,399 |
| iShares RUS 1000 VAL ETF | ETF | $25,905,487 |
| VANGUARD FTSE EMR MKT ETF | ETF | $25,469,576 |
| APPLE INC | Common Stock | $9,405,574 |
| ISHARES TR CORE SCP ETF | ETF | $8,488,888 |
Investment Insights
Positive Market Indicators
- Strong Diversification: The heavy allocation to broad-market and international ETFs (S&P 500, Russell 1000, Developed Markets) suggests a risk-managed approach.
- Core US Equity Belief: The largest single holding is an S&P 500 ETF, showing strong conviction in the broad US large-cap market.
- Balanced Approach: The portfolio includes significant holdings in both growth (IWF) and value (IWD) ETFs, as well as fixed income (AGG, PYLD), indicating a balanced strategy.
Risk Factors
- Passive Strategy Concentration: The heavy reliance on ETFs means the portfolio's performance will closely track the broader market indices, offering limited downside protection in a market-wide downturn.
- Interest Rate Sensitivity: Significant bond ETF holdings (AGG, PIMCO, PGIM) expose the portfolio to interest rate risk.
Key Takeaways
- ETF-Centric Strategy: Ellenbecker Investment Group's primary strategy appears to be building client portfolios around a core of low-cost, diversified ETFs.
- Significant AUM: With over $677 million in reported assets, the firm is a notable regional player.
- Individual Stock Selection: While ETFs form the core, the firm also holds positions in mega-cap stocks like Apple ($9.4M) and Microsoft ($5.5M), likely as satellite positions to complement the passive core.
Contextual Analysis
Filing Significance
Form 13F-HR is a mandatory quarterly report for institutional investment managers with over $100 million in qualifying assets. It provides a snapshot of the institution's long positions at the end of the quarter. This filing offers transparency into Ellenbecker's investment strategy as of Q3 2025.
Market Considerations
This filing reflects holdings as of September 30, 2025. Changes may have occurred between the reporting date and the filing date. The data is most useful for understanding a firm's strategic posture and long-term convictions rather than for short-term trading signals.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-14 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.