Capital One General Counsel Sells $749K in Shares via 10b5-1 Plan

Executive Insider Sale: Capital One Financial Corp (NYSE: COF)

Overview On September 1, 2026, Matthew W. Cooper, General Counsel and Corporate Secretary of Capital One Financial Corp, executed an open-market sale of 3,500 shares of common stock at a price of $214.10 per share. The aggregate transaction value was $749,350.00.

Key Details

• Insider: Matthew W. Cooper (General Counsel & Corp Secy)
• Shares Sold: 3,500
• Execution Price: $214.10
• Transaction Value: $749,350.00
• Post-Transaction Beneficial Ownership: 83,194 shares directly held
• Ownership Reduction: ~4.04% of his direct holdings

Plan Details & Significance

• Rule 10b5-1 Plan: The sale was executed under a pre-arranged Rule 10b5-1 trading plan established on January 26, 2026.
• Significance Assessment: Low. Because this transaction represents a small portion of Mr. Cooper's total holdings and was executed under a pre-scheduled Rule 10b5-1 trading plan, it represents routine portfolio diversification rather than a discretionary signal on company performance.