Successful Portfolios LLC Discloses $171M in Q3 Holdings via 13F
Successful Portfolios LLC
Filing Summary
Successful Portfolios LLC Discloses $171M in Q3 Holdings
Filer: Successful Portfolios LLC CIK: 0001721780 Form: 13F-HR | Filed: 2025-10-15 Significance: Low
Holdings Summary (as of 2025-09-30): • Total Value: $171,353,985 • Number of Positions: 175
Top 5 Holdings by Value:
- SPDR S&P 500 ETF TR (SPY): $8.40M
- iShares CORE S&P500 ETF (IVV): $7.95M
- Microsoft Corp (MSFT): $6.28M
- Vanguard Short-Term Bond ETF (BSV): $6.15M
- Vanguard Total Stock Market ETF (VTI): $6.05M
Key Insight: This is a routine quarterly disclosure of the firm's long positions. The portfolio shows a strong focus on diversified, low-cost ETFs and blue-chip technology and consumer stocks, indicating a core strategy based on broad market exposure.
Market Context: The filing is backward-looking, reflecting positions held over 45 days ago. It provides insight into institutional sentiment at the end of Q3 but may not represent the firm's current portfolio.
This is PUBLIC SEC data for educational purposes. Not investment advice.
Comprehensive Analysis
SEC Filing Analysis: Successful Portfolios LLC (13F-HR)
Executive Summary
- Trading Significance: Low
- Key Takeaway: Successful Portfolios LLC filed its mandatory quarterly Form 13F-HR, disclosing $171.4 million in assets under management across 175 positions as of September 30, 2025. The portfolio is heavily weighted towards broad-market US equity ETFs and large-cap technology stocks.
- Market Impact: Neutral. This is a routine, backward-looking disclosure and is not expected to have a significant impact on the market or the individual securities listed.
Filer Information
| Field | Value |
|---|---|
| Filer Name | Successful Portfolios LLC |
| CIK | 0001721780 |
| Type | Institutional Investment Manager |
| Total AUM Reported | $171,353,985 |
Holdings Summary
| Field | Value |
|---|---|
| Form Type | 13F-HR (Holdings Report) |
| Period of Report | 2025-09-30 |
| Filing Date | 2025-10-15 |
| Total Holdings Value | $171,353,985 |
| Number of Holdings | 175 |
Top 10 Holdings
| Issuer | Value (USD) | Shares |
|---|---|---|
| SPDR S&P 500 ETF TR | $8,399,380 | 12,608 |
| ISHARES TR (CORE S&P500 ETF) | $7,951,792 | 11,881 |
| MICROSOFT CORP | $6,284,086 | 12,133 |
| VANGUARD BD INDEX FDS (SHORT TRM BOND) | $6,146,026 | 77,887 |
| VANGUARD INDEX FDS (TOTAL STK MKT) | $6,048,156 | 18,430 |
| NVIDIA CORPORATION | $5,731,947 | 30,721 |
| SCHWAB STRATEGIC TR (US BRD MKT ETF) | $5,449,035 | 211,942 |
| WALMART INC | $5,377,932 | 52,183 |
| SCHWAB STRATEGIC TR (SHT TM US TRES) | $4,947,392 | 202,762 |
| APPLE INC | $4,920,968 | 19,326 |
Portfolio Analysis
Portfolio Composition
The portfolio demonstrates a core-satellite strategy. The core is built upon broad, low-cost index ETFs tracking the S&P 500 (SPY, IVV) and the total US stock market (VTI, SCHB). This is complemented by significant allocations to short-term treasury and bond ETFs, indicating a focus on capital preservation and liquidity.
Sector & Stock Selection
Satellite positions are concentrated in mega-cap, blue-chip companies, primarily in the Technology (Microsoft, Apple, NVIDIA, Alphabet) and Consumer (Walmart, Amazon, Home Depot) sectors. This reflects a strategy of owning established market leaders rather than speculative growth stocks.
Investment Insights
- Diversification Focus: The heavy use of broad market ETFs suggests the firm's primary strategy is to capture market beta rather than to rely on concentrated stock-picking.
- Risk-Averse Tilt: A substantial portion of the portfolio is allocated to short-term bond and treasury ETFs, which is a conservative stance aimed at mitigating equity market volatility.
- Confidence in Mega-Cap Tech: Despite the diversified base, the largest individual stock positions are in a handful of top technology companies, indicating continued confidence in their long-term growth prospects.
Contextual Analysis
Filing Significance
A Form 13F-HR is a mandatory report for institutional managers exercising investment discretion over $100 million or more in certain securities. It provides a valuable, albeit delayed, look into institutional sentiment and positioning. Its significance is informational for trend analysis, not as a real-time trading signal.
Data Limitations
The key limitation of 13F data is its timeliness. The holdings reported were as of September 30, 2025. The firm's portfolio may have changed significantly between the reporting date and the filing date. Furthermore, 13F filings do not disclose short positions, cash holdings, or certain other asset types, providing an incomplete picture of the firm's overall strategy.
IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.
Analysis generated on 2025-10-15 | Data source: SEC EDGAR
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Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.