SEC Filing Analysis: Cypress Wealth Services, LLC

Executive Summary

• Trading Significance: Low
• Key Takeaway: Cypress Wealth Services, LLC filed its quarterly Form 13F-HR, reporting total holdings valued at $610,632,528 as of September 30, 2025. The filing details 346 positions, indicating a diversified portfolio with a focus on large-cap equities and ETFs.
• Market Impact: As a routine quarterly disclosure, this filing is not expected to have a significant immediate impact on the market. It provides transparency into the firm's investment positions and is primarily used for tracking institutional ownership trends.

Filer Information

Field	Value
Filer Name	Cypress Wealth Services, LLC
CIK	0001721527
Type	Institutional Investment Manager

Filing Details

Field	Value
Form Type	13F-HR (Holdings Report)
Filing Date	2025-10-15
Period of Report	2025-09-30
Total Holdings Value	$610,632,528
Number of Holdings	346

Portfolio Analysis

A Form 13F-HR is a mandatory quarterly report for institutional investment managers with over $100 million in qualifying assets. It provides a snapshot of the filer's long positions in publicly traded securities at the end of the quarter. It does not include short positions, cash, or other non-reportable assets.

Top 5 Holdings by Value

1. Apple Inc. (AAPL): $34,669,300
2. iShares CORE S&P 500 ETF (IVV): $28,201,349
3. SPDR Portfolio S&P 500 ETF (SPLG): $25,174,032
4. BlackRock ETF Trust (ISHARES US EQUIT): $22,769,294
5. iShares S&P 100 ETF (OEF): $19,131,429

Investment Insights

Positive Market Indicators

• Significant AUM: The firm manages a substantial portfolio of over $610 million, indicating a significant client base.
• Diversification: The portfolio is spread across 346 positions, suggesting a strategy focused on diversification to manage risk.
• Blue-Chip and ETF Focus: The top holdings are dominated by blue-chip stocks like Apple and Microsoft, and broad-market ETFs from major providers like iShares, Vanguard, and SPDR. This points to a core strategy of tracking major indices and investing in established, stable companies.

Risk Factors

• Backward-Looking Data: The data is as of September 30, 2025, and may not reflect current positions.
• No Short Positions: 13F filings do not disclose short positions, providing an incomplete picture of the firm's overall market view.

Key Takeaways

1. Core Strategy: Cypress Wealth Services employs a strategy heavily weighted towards large-cap U.S. equities and index-tracking ETFs, which is common for wealth management firms seeking broad market exposure for clients.
2. Top Position: Apple Inc. is the largest single-stock holding, representing approximately 5.7% of the reported portfolio value.
3. ETF Dominance: A significant portion of the portfolio is allocated to ETFs, highlighting a strategy that favors diversification and lower-cost index exposure over concentrated stock-picking for its core holdings.

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IMPORTANT DISCLAIMER: This analysis is for informational purposes only and is not intended as investment advice. The information presented is based on publicly available SEC filings and should not be construed as a recommendation to buy, sell, or hold any securities. Past performance does not guarantee future results. All investments carry risk, including the potential loss of principal. Please consult with a qualified financial advisor before making any investment decisions.

Analysis generated on 2025-10-15 | Data source: SEC EDGAR