Roku SVP & General Counsel Christopher Handman Executes Rule 10b5-1 Stock Sale Following RSU Vest

Executive Summary

On September 3, 2026, Roku, Inc. ($ROKU) filed a Form 4 reporting equity activity by Christopher T. Handman, SVP & General Counsel. The filing details the vesting and settlement of 11,898 Restricted Stock Units (RSUs), the withholding of 5,900 shares for tax obligations, and the open-market sale of 2,999 shares pursuant to a pre-arranged Rule 10b5-1 trading plan.

Transaction Details

• RSU Vesting (Sept 1, 2026): Acquired 11,898 shares of Class A Common Stock at $0.00 upon conversion of RSUs.
• Tax Withholding (Sept 1, 2026): Disposed of 5,900 shares at $155.53 per share ($917,627.00 total value) to satisfy tax liabilities.
• Open Market Sale (Sept 2, 2026): Sold 2,999 shares at $155.64 per share under a Rule 10b5-1 plan, generating gross proceeds of $466,764.36.

Ownership Post-Transaction

Following these transactions, Mr. Handman directly holds 8,997 shares of Roku Class A Common Stock and retains 59,492 unvested RSUs.

Market Significance

This transaction is categorized as Low significance as it represents standard executive equity vesting, automatic tax withholding, and a programmatic Rule 10b5-1 sale rather than discretionary open-market sentiment shifts.