Annaly Capital Management CEO Disposes of $888K in Common Stock Under Rule 10b5-1 Plan

Transaction Summary

On November 2, 2026, David L. Finkelstein, Chief Executive Officer and Co-Chief Investment Officer of Annaly Capital Management, Inc. ($NLY), sold 48,223 shares of common stock at a weighted-average price of $18.43 per share, for an aggregate consideration of approximately $888,749.89.

Key Highlights

• Pre-Arranged Trading Plan: The transaction was executed under a Rule 10b5-1 trading plan adopted on November 12, 2025, specifically earmarked for tax and estate planning purposes.
• Position Retention: Following the disposition, Finkelstein retains direct ownership of 731,267 shares, representing a sale of approximately 6.2% of his total reported holding prior to the transaction.
• Price Range: The shares were sold in open market transactions at prices ranging between $18.27 and $18.54.

Market Interpretation

Given that the sale represents a relatively modest proportion of the CEO's overall equity position and was executed pursuant to a pre-scheduled Rule 10b5-1 trading plan established nearly a year prior, this filing carries low informational impact regarding forward operational or strategic sentiment.