Eli Lilly EVP & General Counsel Anat Hakim Sells $7.01M in Common Stock via 10b5-1 Plan

Insider Transaction Overview

On November 2, 2026, Anat Hakim, Executive Vice President, General Counsel, and Secretary of Eli Lilly & Co ($LLY), disposed of 5,000 shares of common stock at a price of $1,402.52 per share. The gross transaction value totaled approximately $7,012,600.

Transaction Structure & 10b5-1 Plan

• Trading Plan: The transaction was executed pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on February 10, 2026. This pre-scheduled mechanism mitigates concerns regarding opportunistic trading or possession of material non-public information (MNPI).
• Ownership Details: The sold shares were held indirectly through the reporting person's spouse. Following the sale, 4,137.456 shares remain in the spouse's account.

Overall Holdings Post-Transaction

Following this transaction, Anat Hakim maintains significant equity exposure to Eli Lilly:

• Direct Ownership: 25,724.568 shares
• Indirect (Spouse): 4,137.456 shares
• Indirect (Anat Hakim SLAT): 15,700 shares
• Total Retained Position: 45,562 shares ($63.9M at current prices)

Market & Governance Implications

Because the sale was executed under a Rule 10b5-1 plan established nearly nine months prior and represents only a partial liquidation of family holdings (Hakim retains over 45,000 shares across direct and trust accounts), the transaction carries Medium significance and is typical of planned executive liquidity and diversification.