Moderna CFO James M Mock Acquires Shares via RSU Vest and Disposes Shares for Taxes
Moderna, Inc.
Subscribe to track MRNA
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
📊 Moderna, Inc. ($MRNA) Insider: Mock James M (Chief Financial Officer) Filing Date: 2026-09-08 | Transaction Date: 2026-09-04
Details:
- Acquired: 11,797 shares via RSU conversion ($0.00)
- Withheld for Taxes (Code F): 5,704 shares @ $148.87 ($849,154.48)
- Net Addition: 6,093 shares
- Post-Transaction Holdings: 74,375 shares
Significance: Low (Routine equity vesting and associated tax withholding)
Comprehensive Analysis
Executive Summary
On September 8, 2026, Moderna, Inc. (NASDAQ: MRNA) Chief Financial Officer James M. Mock reported equity activity dated September 4, 2026. The transaction involved the routine vesting of 11,797 restricted stock units (RSUs) and the subsequent withholding of 5,704 shares of common stock at a price of $148.87 per share to satisfy associated tax obligations.
Transaction Breakdown
- RSU Exercise/Conversion (Code M): Acquired 11,797 shares of common stock upon vesting of RSUs on a 1-for-1 basis.
- Tax Withholding (Code F): Disposed of 5,704 shares at $148.87 per share, totaling $849,154.48, to cover statutory tax withholding requirements.
- Net Share Increase: +6,093 shares of common stock.
- Final Direct Ownership: 74,375 shares of common stock following the transaction.
Market & Governance Context
- Significance: Low.
- The transactions represent scheduled equity compensation vesting under Moderna's long-term incentive plan rather than open-market buying or discretionary selling.
- Following this vest, Mr. Mock continues to hold 106,179 unvested derivative RSUs.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is AI-generated from public SEC filings and may contain errors. It is for informational and educational purposes only and is not investment, legal, or tax advice.
The Filing Fool is not a registered investment adviser, broker-dealer, or financial planner. Nothing here is a recommendation or solicitation to buy, sell, or hold any security.
Always do your own due diligence and consult a licensed professional.