Invesco Ltd. CFO Sells Over $1.0M in Common Shares

Executive Summary

On September 4, 2026, Laura Allison Dukes, Chief Financial Officer of Invesco Ltd. ($IVZ), executed an open-market sale of 31,075 common shares at a weighted average price of $33.1629 per share (price range: $33.125 – $33.185), totaling approximately $1,030,537. On the same date, Dukes also transferred 7,600 shares via a bona fide gift transaction (Code G).

Transaction Breakdown

• Open Market Sale (Code S):
  • Shares Sold: 31,075
  • Average Price: $33.1629
  • Gross Proceeds: $1,030,537.12
  • Shares Owned After Sale: 259,183
• Gift Disposition (Code G):
  • Shares Transferred: 7,600
  • Price: $0.00
  • Shares Owned After Gift: 251,583

Holdings Context & Significance

Prior to these transactions, the reporting officer held 297,858 shares directly. The combined sale and gift represent approximately 15.5% of Dukes' direct equity holdings. The direct open-market sale of over $1 million is classified as Medium significance given the executive's role as CFO and the substantial transaction size.