Moody's President & CEO Robert Fauber Executes Rule 10b5-1 Stock Sale and Option Exercise

Insider Filing Analysis: Moody's Corp (NYSE: MCO)

Executive Summary

On September 1, 2026, Robert Fauber, President and Chief Executive Officer of Moody's Corp, executed a series of option exercises and share sales totaling 1,467 shares of Common Stock at an average price of $501.89 per share. The gross disposition value was approximately $736,273. All transactions were carried out pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on July 30, 2025.

Transaction Breakdown

• Option Exercises (Code M):
  • Exercised 592 options at an exercise price of $113.34 per share.
  • Exercised 575 options at an exercise price of $167.50 per share.
  • Total exercised: 1,167 shares.
• Open Market Dispositions (Code S):
  • Sold 300 direct shares at $501.89.
  • Sold 1,167 option-converted shares at $501.89.
  • Total sold: 1,467 shares for gross proceeds of $736,272.63.

Post-Transaction Position

Following these transactions, Mr. Fauber retains substantial direct and indirect equity exposure in Moody's:

• Direct Ownership: 51,663.918 shares of Common Stock.
• Indirect Ownership: 22,325 shares held via Trust.
• Remaining Derivative Options: 51 options expiring in 2027 and 572 options expiring in 2028.

Market & Governance Context

Because the transaction represents standard option exercise and monetization conducted under an established Rule 10b5-1 trading plan, and the shares sold represent only a minor portion of the CEO's overall equity holding, the market significance is considered Low.