LPL Financial Director Receives Routine Dividend-Equivalent Stock Units
LPL Financial Holdings Inc.
Subscribe to track LPLA
Premium users can add ticker alerts and receive realtime notification updates.
Filing Summary
SEC Form 4 Filing: LPL Financial Holdings Inc. ($LPLA) • Insider: Corey E. Thomas (Director) • Transaction: Grant / Award (Code A) • Shares: +4 • Price: $0.00 • Post-Transaction Holdings: 14,912 shares • Significance: Low (Dividend equivalent credit)
Comprehensive Analysis
Transaction Summary
On August 28, 2026, LPL Financial Holdings Inc. Director Corey E. Thomas acquired 4 shares of common stock (in the form of fully vested stock units) at an effective price of $0.00 per share.
Filing Details
- Nature of Transaction: The 4 stock units were credited to the reporting person's Non-Employee Director Deferred Compensation Plan (DDCP) account in connection with a quarterly cash dividend paid on common stock.
- Direct Holdings After Transaction: 14,912 shares/units.
- Significance: Low. This is a routine, automated dividend-equivalent credit on existing deferred compensation holdings rather than a discretionary open-market purchase or sale.
Get Real-Time Alerts
Join our community to receive instant notifications when high-significance filings are published
Important Disclaimer
This content is drawn from public SEC filings and may contain errors. It is for informational purposes only and is not investment, legal, or tax advice.
Nothing here is a recommendation to buy, sell, or hold any security. Do your own due diligence.