LPL Financial Holdings Inc. Group Managing Director Sells $110K in Shares Under 10b5-1 Plan

Executive Summary

On August 27, 2026, Aneri Jambusaria, Group Managing Director at LPL Financial Holdings Inc. ($LPLA), executed an open-market sale of 308 shares of Common Stock at an average price of $357.36 per share, generating gross proceeds of approximately $110,066.88. Following the transaction, Jambusaria holds 6,107 shares directly (including unvested restricted stock units).

Transaction Details

• Security: Common Stock
• Transaction Type: Open Market Sale (Code S)
• Shares Sold: 308
• Execution Price: $357.36
• Total Value: $110,066.88
• Direct Ownership After Transaction: 6,107 shares (comprising 3,687 shares of common stock and 2,420 unvested restricted stock units vesting across 2027–2029)

Context & Plan Execution

The sale was executed pursuant to a pre-established Rule 10b5-1 trading plan adopted on November 3, 2025. Given the pre-scheduled nature and modest transaction size relative to total holdings (~4.8%), this transaction represents routine portfolio management and carries low overall signaling significance for investors.