SoFi CEO Anthony Noto Acquires Shares via RSU Vesting with Tax Withholding

Executive Summary

On September 16, 2026, Anthony Noto, Chief Executive Officer and Director of SoFi Technologies, Inc. ($SOFI), filed a Form 4 disclosing equity settlement and tax withholding transactions completed on September 14, 2026.

Transaction Details

• RSU Conversions (Code M):
  • 136,166 shares acquired at $0.00 (from March 13, 2024 grant)
  • 154,197 shares acquired at $0.00 (from March 12, 2025 grant)
  • 55,191 shares acquired at $0.00 (from March 11, 2026 grant)
  • Total Vested: 345,554 shares
• Tax Withholding (Code F):
  • 188,259 shares withheld at $17.32 per share to cover statutory tax obligations totaling $3,260,645.88.
• Net Shares Added to Holdings: 157,295 shares.
• Post-Transaction Direct Holdings: 12,276,337 shares of Common Stock.

Analysis & Market Implications

• Significance: Low
• Context: This activity reflects scheduled, routine vesting of performance/restricted stock units granted in prior years. The disposition of 188,259 shares represents non-discretionary tax withholding rather than an open-market sale, resulting in a net increase in CEO Anthony Noto's total direct share ownership.